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Institutional Investment Manager
Guinness Asset Management LTD
Guinness Asset Management LTD (CIK: 0001409661), located at 18 Smith Square, London. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Original 13F HR (0001409661-16-000020) filed in 2016.10.18
#
Name
Shares
Value ($)
%
Options
Notes
1 SCHLUMBERGER LTD 183,940 14,465 3.64%
2 APACHE CORP 198,507 12,679 3.19%
3 DEVON ENERGY CORP NEW 275,576 12,156 3.06%
4 HALLIBURTON CO 266,286 11,951 3.01%
5 HESS CORP 221,502 11,877 2.99%
6 CANADIAN NAT RES LTD 371,231 11,847 2.98%
7 CONOCOPHILLIPS 272,500 11,846 2.98%
8 NEWFIELD EXPL CO 271,175 11,785 2.96%
9 OCCIDENTAL PETE CORP DEL 161,550 11,780 2.96%
10 CHEVRON CORP NEW 112,000 11,527 2.90%
11 EXXON MOBIL CORP 131,352 11,464 2.88%
12 SUNCOR ENERGY INC NEW 412,962 11,444 2.88%
13 NOBLE ENERGY INC 314,725 11,248 2.83%
14 IMPERIAL OIL LTD 353,566 11,041 2.78%
15 VALERO ENERGY CORP NEW 197,047 10,443 2.63%
16 CISCO SYS INC 303,030 9,612 2.42%
17 CARRIZO OIL & GAS INC 218,395 8,871 2.23%
18 BLOCK H & R INC 378,698 8,767 2.20%
19 QEP RES INC 439,890 8,591 2.16%
20 AFLAC INC 106,930 7,685 1.93%
21 GENERAL DYNAMICS CORP 45,090 6,996 1.76%
22 MICROSOFT CORP 120,750 6,955 1.75%
23 GALLAGHER ARTHUR J & CO 135,490 6,892 1.73%
24 PROCTER AND GAMBLE CO 76,320 6,850 1.72%
25 JOHNSON & JOHNSON 57,730 6,820 1.72%
26 CA INC 206,180 6,820 1.72%
27 COCA COLA CO 160,220 6,781 1.71%
28 WAL-MART STORES INC 93,890 6,771 1.70%
29 MERCK & CO INC 108,460 6,769 1.70%
30 UNITED TECHNOLOGIES CORP 66,060 6,712 1.69%
31 ILLINOIS TOOL WKS INC 55,830 6,691 1.68%
32 CME GROUP INC 63,550 6,642 1.67%
33 UNIT CORP 349,823 6,507 1.64%
34 Mattel 213,810 6,474 1.63%
35 ABBVIE INC 99,010 6,245 1.57%
36 TEVA PHARMACEUTICAL INDUSTRIES LTD ADR 133,790 6,156 1.55%
37 HELIX ENERGY SOLUTIONS GRP I 709,595 5,769 1.45%
38 TRINA SOLAR LTD-SPON ADR 473,650 4,850 1.22%
39 QUALCOMM INC 56,410 3,864 0.97%
40 JA SOLAR HOLDINGS CO LTD 499,548 3,003 0.76%
41 INTEL CORP 78,860 2,977 0.75%
42 NVIDIA CORP 41,370 2,835 0.71%
43 ALPHABET INC 3,500 2,814 0.71%
44 STATE STR CORP 40,370 2,811 0.71%
45 TAIWAN SEMICONDUCTOR MFG LTD 90,480 2,768 0.70%
46 WISDOMTREE INVTS INC 261,150 2,687 0.68%
47 COMCAST CORP NEW 39,910 2,648 0.67%
48 BOEING CO 20,000 2,635 0.66%
49 APPLIED MATERIA 86,540 2,609 0.66%
50 INTERCONTINENTA 9,530 2,567 0.65%
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