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Institutional Investment Manager
Guinness Atkinson Asset Management Inc
Guinness Atkinson Asset Management Inc (CIK: 0001409765) incorporated in Delaware, located at 251 South Lake Avenue, Suite 800, Pasadena, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Portfolio Summary: 68 holdings with a total value of $159,619,000.
#
Name
Shares
Value ($)
%
Options
Notes
1 CME GROUP INC 2,560 249,000 0.16%
2 TEVA PHARMACEUTICAL INDS LTD 4,950 249,000 0.16%
3 WAL-MART STORES INC 3,440 251,000 0.16%
4 GENERAL DYNAMICS CORP 1,820 253,000 0.16%
5 MICROSOFT CORP 4,970 254,000 0.16%
6 ILLINOIS TOOL WKS INC 2,440 254,000 0.16%
7 CA INC 7,740 254,000 0.16%
8 PROCTER AND GAMBLE CO 3,010 255,000 0.16%
9 MERCK & CO INC 4,430 255,000 0.16%
10 ABBVIE INC 4,140 256,000 0.16%
11 COCA COLA CO 5,640 256,000 0.16%
12 UNITED TECHNOLOGIES CORP 2,510 257,000 0.16%
13 JOHNSON & JOHNSON 2,140 260,000 0.16%
14 GALLAGHER ARTHUR J & CO 5,460 260,000 0.16%
15 MATTEL INC 9,040 283,000 0.18%
16 FIRST SOLAR INC 7,700 373,000 0.23%
17 JINKOSOLAR HLDG CO LTD 18,900 385,000 0.24%
18 ORMAT TECHNOLOGIES INC 8,859 388,000 0.24%
19 SOLAREDGE TECHNOLOGIES INC 20,200 396,000 0.25%
20 CANADIAN SOLAR INC 27,100 410,000 0.26%
21 ENPHASE ENERGY INC 208,900 416,000 0.26%
22 COMPANHIA ENERGETICA DE MINA 200,004 442,000 0.28%
23 AFLAC INC 6,380 460,000 0.29%
24 JOHNSON CTLS INTL PLC 10,700 474,000 0.30%
25 HELIX ENERGY SOLUTIONS GRP INC COM 103,880 702,000 0.44%
26 SUNPOWER CORP 53,050 822,000 0.51%
27 TRINA SOLAR ADR REPTG 50 ORD 108,423 839,000 0.53%
28 JA SOLAR HOLDINGS COMPANY LIMITED SPON ADR REP5ORD 123,502 846,000 0.53%
29 UNIT CORP COM 63,397 986,000 0.62%
30 CARRIZO OIL & GAS INC 30,070 1,078,000 0.68%
31 QEP RES INC 63,200 1,114,000 0.70%
32 VALERO ENERGY CORP NEW 25,969 1,324,000 0.83%
33 DEVON ENERGY CORP NEW 43,000 1,559,000 0.98%
34 SUNCOR ENERGY INC NEW 56,876 1,578,000 0.99%
35 EXXON MOBIL CORP 17,000 1,594,000 1.00%
36 OCCIDENTAL PETE CORP DEL 21,100 1,594,000 1.00%
37 CONOCOPHILLIPS 37,000 1,613,000 1.01%
38 IMPERIAL OIL LTD 51,401 1,626,000 1.02%
39 CHEVRON CORP NEW 15,800 1,656,000 1.04%
40 APACHE CORP 29,909 1,665,000 1.04%
41 NOBLE ENERGY INC 47,070 1,688,000 1.06%
42 HALLIBURTON CO 38,500 1,744,000 1.09%
43 HESS CORP 29,543 1,776,000 1.11%
44 NEWFIELD EXPL CO 40,386 1,784,000 1.12%
45 CANADIAN NAT RES LTD 59,400 1,833,000 1.15%
46 BLOCK H & R INC 166,390 3,827,000 2.40%
47 VERIFONE SYS INC 213,610 3,960,000 2.48%
48 WISDOMTREE INVTS INC 425,940 4,170,000 2.61%
49 COGNIZANT TECHNOLOGY SOLUTIO 77,880 4,458,000 2.79%
50 NETEASE INC 23,275 4,498,000 2.82%
Page 1 of 2

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001409765-16-000016, filed 2016.07.25).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.