| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Numeric Investors LLC | 2,156,163 | 14,770,000 | 13.45% | ||
| 2 | MORGAN STANLEY | 1,758,769 | 12,047,000 | 10.97% | ||
| 3 | GUGGENHEIM CAPITAL LLC | 1,340,585 | 9,183,000 | 8.37% | ||
| 4 | CAUSEWAY CAPITAL MANAGEMENT LLC | 1,318,100 | 9,029,000 | 8.22% | ||
| 5 | PRUDENTIAL FINANCIAL INC | 835,900 | 5,726,000 | 5.22% | ||
| 6 | EMERALD ACQUISITION LTD. | 640,206 | 4,383,000 | 3.99% | ||
| 7 | Invesco Ltd. | 554,596 | 3,799,000 | 3.46% | ||
| 8 | Guinness Asset Management LTD | 492,448 | 3,374,000 | 3.07% | ||
| 9 | Central Asset Investments & Management Holdings (HK) Ltd | 484,000 | 3,315,000 | 3.02% | ||
| 10 | BRISTLECONE ADVISORS, LLC | 36,607 | 3,296,000 | 3.00% | ||
| 11 | OXFORD ASSET MANAGEMENT LLP | 459,193 | 3,145,000 | 2.86% | ||
| 12 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 445,600 | 3,052,000 | 2.78% | Call | |
| 13 | SHAH CAPITAL MANAGEMENT | 440,000 | 3,014,000 | 2.75% | ||
| 14 | LUMINUS MANAGEMENT LLC | 437,872 | 2,999,000 | 2.73% | ||
| 15 | SG Americas Securities, LLC | 353,708 | 2,423,000 | 2.21% | ||
| 16 | SOCIETE GENERALE | 353,708 | 2,423,000 | 2.21% | ||
| 17 | CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | 350,959 | 2,404,000 | 2.19% | ||
| 18 | BlackRock Fund Advisors | 315,063 | 2,158,000 | 1.97% | ||
| 19 | BlackRock Group LTD | 194,670 | 1,333,000 | 1.21% | ||
| 20 | CITIGROUP INC | 188,275 | 1,289,000 | 1.17% | ||
| 21 | TORONTO DOMINION BANK | 182,794 | 1,252,000 | 1.14% | ||
| 22 | BlackRock Institutional Trust Company, N.A. | 160,496 | 1,099,000 | 1.00% | ||
| 23 | TWO SIGMA ADVISERS, LP | 125,993 | 863,000 | 0.79% | ||
| 24 | GOLDMAN SACHS GROUP INC | 124,389 | 852,000 | 0.78% | ||
| 25 | Guinness Atkinson Asset Management Inc | 123,502 | 846,000 | 0.77% | ||
| 26 | BARCLAYS PLC | 111,978 | 767,000 | 0.70% | ||
| 27 | TWO SIGMA INVESTMENTS, LP | 98,065 | 672,000 | 0.61% | ||
| 28 | DEUTSCHE BANK AG\ | 98,067 | 671,000 | 0.61% | ||
| 29 | STATE STREET CORP | 80,067 | 547,000 | 0.50% | ||
| 30 | BANK OF AMERICA CORP /DE/ | 78,268 | 536,000 | 0.49% | ||
| 31 | NORTHERN TRUST CORP | 55,293 | 379,000 | 0.35% | ||
| 32 | GSA CAPITAL PARTNERS LLP | 54,606 | 374,000 | 0.34% | ||
| 33 | Janney Montgomery Scott LLC | 42,454 | 351,000 | 0.32% | ||
| 34 | TAIREN CAPITAL LTD | 50,000 | 343,000 | 0.31% | ||
| 35 | SHELTON CAPITAL MANAGEMENT | 50,000 | 343,000 | 0.31% | ||
| 36 | Aperio Group, LLC | 49,015 | 336,000 | 0.31% | ||
| 37 | CITADEL ADVISORS LLC | 46,035 | 315,000 | 0.29% | ||
| 38 | CREDIT SUISSE AG/ | 44,500 | 304,000 | 0.28% | ||
| 39 | FIRST TRUST ADVISORS LP | 39,589 | 271,000 | 0.25% | ||
| 40 | Teton Advisors, Inc. | 39,200 | 269,000 | 0.25% | ||
| 41 | Allianz Asset Management GmbH | 38,800 | 266,000 | 0.24% | ||
| 42 | TIAA CREF INVESTMENT MANAGEMENT LLC | 37,900 | 260,000 | 0.24% | ||
| 43 | SMITH ASSET MANAGEMENT GROUP LP | 37,720 | 258,000 | 0.24% | ||
| 44 | ClariVest Asset Management LLC | 37,402 | 256,000 | 0.23% | ||
| 45 | VAN ECK ASSOCIATES CORP | 33,501 | 229,000 | 0.21% | ||
| 46 | COMMERZBANK AKTIENGESELLSCHAFT /FI | 31,865 | 218,000 | 0.20% | ||
| 47 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 31,100 | 213,000 | 0.19% | Put | |
| 48 | Telemetry Investments, L.L.C. | 29,500 | 202,000 | 0.18% | ||
| 49 | Jefferies Group LLC | 26,631 | 182,000 | 0.17% | ||
| 50 | GEODE CAPITAL MANAGEMENT, LLC | 25,241 | 172,000 | 0.16% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
