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Institutional Investment Manager
SONORA INVESTMENT MANAGEMENT, LLC
SONORA INVESTMENT MANAGEMENT, LLC (CIK: 0001418539). Institutional holdings reported to the SEC.

Institutional Holdings (2015Q3)
Original 13F HR (0000950123-15-010739) filed in 2015.11.04
#
Name
Shares
Value ($)
%
Options
Notes
1151 QUALCOMM INC 216,813 11,771 3.56%
1152 SPECTRUM PHARMACEUTICALS INC COM 294,896 1,852 0.56%
1153 SEASPAN CORP SHS 308,774 5,175 1.57%
1154 CORNING INC 327,965 5,654 1.71%
1155 US CRUDE INTL INC 500,000 0 0.00%
1156 CEMEX SAB DE CV 520,000 536 0.16%
1157 LAIDLAW ENERGY GROUP INC 700,000 0 0.00%
1158 ARVINMERITOR INC 995,000 1,010 0.31%
1159 PHOTRONICS INC 1,050,000 1,086 0.33%
1160 LIVE NATION ENTERTAINMENT INC SR CONV BD2.5 19 1,450,000 1,529 0.46%
1161 VERINT SYS INC 1.5 06/01/2021 1,845,000 1,849 0.56%
1162 AAR CORP 2,000,000 1,989 0.60%
1163 DEPOMED INC 2,330,000 3,577 1.08%
1164 AMAG PHARMACEUTICALS INC 3,180,000 7,340 2.22%
1165 HOMEAWAY INC 3,235,000 2,981 0.90%
1166 CHART INDS INC SR SB GLBL CV 18 3,320,000 2,930 0.89%
1167 BROADSOFT INC 3,355,000 3,429 1.04%
1168 Macquarie Infrastructure Corp 3,410,000 3,897 1.18%
1169 INTERDIGITAL INC 3,690,000 3,789 1.15%
1170 BOTTOMLINE TECH DEL INC SR CONV NT1.5 17 3,830,000 4,127 1.25%
1171 ATLAS AIR WORLDWIDE HLDGS INC 2.25 06/01/2022 4,385,000 3,716 1.12%
1172 CEPHEID 4,585,000 4,909 1.49%
1173 QUIDEL CORP 4,660,000 4,493 1.36%
1174 SYNCHRONOSS TECHNOLOGIES INC 4,735,000 5,017 1.52%
1175 ECHO GLOBAL LOGISTICS INC SR CONV NT2.5 20 4,760,000 4,365 1.32%
1176 M/I HOMES INC 5,470,000 5,460 1.65%
1177 MERITAGE HOMES CORP NOTE 1.875 9/1 5,800,000 5,942 1.80%
1178 STILLWATER MNG CO 5,915,000 5,785 1.75%
1179 BIOMARIN PHARMACEUTICAL INC SR SB CONV NT 20 6,195,000 9,377 2.84%
1180 VECTOR GROUP LTD 6,395,000 7,096 2.15%
1181 HOLOGIC INC SR STEP CV NT 42 8,329,000 11,169 3.38%
1182 SPECTRUM PHARMACEUTICALS INC 9,035,000 8,122 2.46%
1183 NUANCE COMMUNICATIONS INC SR CV NT 2.75 31 9,215,000 9,324 2.82%
1184 CORNERSTONE ONDEMAND INC 9,340,000 9,590 2.90%
1185 J2 GLOBAL INC SR CV NT 3.25 29 9,345,000 10,840 3.28%
1186 Royal Gold Inc 9,705,000 9,398 2.84%
1187 ENVESTNET INC 9,900,000 8,783 2.66%
1188 RTI INTL METALS INC SR CV NT1.625 19 10,150,000 10,489 3.17%
1189 WEBMD HEALTH CORP 10,855,000 10,896 3.30%
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