| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | ADVENT CAPITAL MANAGEMENT /DE/ | 21,402,000 | 21,945,000 | 41.98% | PRN | |
| 2 | KORNITZER CAPITAL MANAGEMENT INC /KS | 8,000,000 | 8,190,000 | 15.67% | PRN | |
| 3 | LAZARD ASSET MANAGEMENT LLC | 4,073,000 | 4,160,000 | 7.96% | PRN | |
| 4 | SONORA INVESTMENT MANAGEMENT, LLC | 3,355,000 | 3,429,000 | 6.56% | ||
| 5 | DEUTSCHE BANK AG\ | 3,186,000 | 3,260,000 | 6.24% | PRN | |
| 6 | SSI INVESTMENT MANAGEMENT LLC | 2,336,000 | 2,377,000 | 4.55% | PRN | |
| 7 | Pinnacle Holdings, LLC | 2,300,000 | 2,358,236 | 4.51% | SH | |
| 8 | Pomelo Capital LLC | 1,500,000 | 1,543,000 | 2.95% | PRN | |
| 9 | WELLINGTON MANAGEMENT GROUP LLP | 1,455,000 | 1,490,000 | 2.85% | PRN | |
| 10 | Bank of New York Mellon Corp | 1,300,000 | 1,328,000 | 2.54% | ||
| 11 | BESSEMER GROUP INC | 675,000 | 686,000 | 1.31% | PRN | |
| 12 | WELLS FARGO & COMPANY/MN | 421,000 | 428,000 | 0.82% | PRN | |
| 13 | Investors Capital Advisory Services | 325,000 | 332,000 | 0.64% | ||
| 14 | SUNTRUST BANKS INC | 225,000 | 230,000 | 0.44% | ||
| 15 | Mariner, LLC | 180,000 | 185,000 | 0.35% | PRN | |
| 16 | D.A. DAVIDSON & CO. | 93,000 | 95,000 | 0.18% | ||
| 17 | GOLDMAN SACHS GROUP INC | 81,000 | 83,000 | 0.16% | PRN | |
| 18 | CITIGROUP INC | 45,000 | 46,000 | 0.09% | PRN | |
| 19 | Creative Planning | 32,000 | 33,000 | 0.06% | PRN | |
| 20 | Wellesley Asset Management | 21,603 | 22,197 | 0.04% | PRN | |
| 21 | NOMURA HOLDINGS INC | 21,000 | 21,000 | 0.04% | PRN | |
| 22 | BARCLAYS PLC | 15,000 | 15,000 | 0.03% | PRN | |
| 23 | STIFEL FINANCIAL CORP | 13,000 | 13,000 | 0.02% | PRN | |
| 24 | MORGAN STANLEY | 7,000 | 7,000 | 0.01% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
