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Institutional Investment Manager
SONORA INVESTMENT MANAGEMENT, LLC
SONORA INVESTMENT MANAGEMENT, LLC (CIK: 0001418539). Institutional holdings reported to the SEC.

Institutional Holdings (2015Q4)
Portfolio Summary: 879 holdings with a total value of $383,912,000.
#
Name
Shares
Value ($)
%
Options
Notes
651 Market Vectors Agribusiness ET 100 5,000 0.00%
652 CME GROUP INC 50 5,000 0.00%
653 SANDRIDGE PERMIAN TR 1,600 5,000 0.00%
654 CARNIVAL CORP 100 5,000 0.00%
655 KRISPY KREME DOUGHNT 300 5,000 0.00%
656 Intrcontinentalexchang 18 5,000 0.00%
657 PACTIV LLC 5,000 5,000 0.00%
658 BUNGE LIMITED 52 4,000 0.00%
659 VANGUARD WORLD FD 55 4,000 0.00%
660 V F CORP 60 4,000 0.00%
661 WILLIAMS COS INC DEL 163 4,000 0.00%
662 THERMO FISHER SCIENTIFIC INC 28 4,000 0.00%
663 ACE LTD 30 4,000 0.00%
664 ANTARES PHARMA INC 3,000 4,000 0.00%
665 PEABODY ENERGY CORP 459 4,000 0.00%
666 SELECT SECTOR SPDR TR 75 4,000 0.00%
667 XPO LOGISTICS INC 150 4,000 0.00%
668 PROSHARES TR 200 4,000 0.00%
669 Alpine Total Dynamic Dividend 500 4,000 0.00%
670 PAPA MURPHYS HLDGS INC 350 4,000 0.00%
671 AT&T INC 4,000 4,000 0.00%
672 AARONS INC 200 4,000 0.00%
673 HONEYWELL INTL INC 34 4,000 0.00%
674 EBAY INC 144 4,000 0.00%
675 STERICYCLE INC 34 4,000 0.00%
676 CPI CARD GROUP INC 400 4,000 0.00%
677 TWO HBRS INVT CORP 539 4,000 0.00%
678 ALAMOS GOLD INC NEW 1,194 4,000 0.00%
679 CANADIAN NATL RY CO 75 4,000 0.00%
680 PNC FINL CORP PFD Q QTLY PERP/CALL 5.375DIV 120 3,000 0.00%
681 GENMARK DIAGNOSTICS INC. 400 3,000 0.00%
682 ALLIANCE RES PARTNER L P 200 3,000 0.00%
683 GOLDCORP INC NEW 300 3,000 0.00%
684 WHOLE FOODS MKT INC 100 3,000 0.00%
685 BHP BILLITON LTD 128 3,000 0.00%
686 INTERNATIONAL BUSINESS MACHS 25 3,000 0.00%
687 AMERICA MOVIL SAB DE CV 200 3,000 0.00%
688 KRANESHARES TR 100 3,000 0.00%
689 Abakan Inc 98,700 3,000 0.00%
690 CEL SCI CORP 7,593 3,000 0.00%
691 MATSON INC COM 80 3,000 0.00%
692 LIBERTY GLOBAL PLC 66 3,000 0.00%
693 GOLDMAN SACHS GROUP 3,334 3,000 0.00%
694 VANGUARD INTL EQUITY INDEX F 104 3,000 0.00%
695 CITIGROUP INC 3,000 3,000 0.00%
696 VERTEX PHARMACEUTICALS INC 20 3,000 0.00%
697 PS Business PKS Inc 114 3,000 0.00%
698 PRAXAIR INC 30 3,000 0.00%
699 BANK MONTREAL QUE 50 3,000 0.00%
700 ZILLOW GROUP INC 100 3,000 0.00%
Page 14 of 18

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000950123-16-015335, filed 2016.03.10).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.