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Institutional Investment Manager
SONORA INVESTMENT MANAGEMENT, LLC
SONORA INVESTMENT MANAGEMENT, LLC (CIK: 0001418539). Institutional holdings reported to the SEC.

Institutional Holdings (2015Q4)
Portfolio Summary: 879 holdings with a total value of $383,912,000.
#
Name
Shares
Value ($)
%
Options
Notes
801 ESECURESOFT CO 148 0 0.00%
802 EARTHWORKS ENTERTAINMENT INC 44 0 0.00%
803 PATRIOT GOLD CORP 500 0 0.00%
804 General Motors Corp Escrow 400 0 0.00%
805 BRITANNIA MINING INC 945 0 0.00%
806 LAIDLAW ENERGY GROUP INC 700,000 0 0.00%
807 PHARMAGEN INC 630 0 0.00%
808 COUGAR OIL & GAS CANADA INC 2,000 0 0.00%
809 MYZIPSOFT INC 311 0 0.00%
810 Amr Corp Com Escrow Cusip 400 0 0.00%
811 CABOT OIL & GAS CORP 24 0 0.00%
812 CONTANGO ORE INC 10 0 0.00%
813 COEUR MNG INC 201 0 0.00%
814 California Resources Corp 39 0 0.00%
815 CDEX INC 200 0 0.00%
816 GENERAL MOTORS CORP 8.25 15,000 0 0.00%
817 BIGHUB.COM INC 500 0 0.00%
818 CAPSTONE THERAPEUTIC 2,000 0 0.00%
819 Pentair plc 8 0 0.00%
820 TRANS GLOBAL GROUP INC 5 0 0.00%
821 3-D SYS CORP DEL 20 0 0.00%
822 GENERAL MOTORS CORP 9.25 15,000 0 0.00%
823 MIRACOR DIAGNOSTICS 1,215 0 0.00%
824 DPS LEHMAN BROTHERS HLDGS 92 0 0.00%
825 LIFEAPPS BRANDS INC 1,000 0 0.00%
826 PACIFIC BLUE ENERGY CORP 1,000 0 0.00%
827 KINDER MORGAN INCORPORATED DEL WARRANT EXP 052517 57 0 0.00%
828 DIVIDEND CAP DIVRSFIED E 1,065 0 0.00%
829 USAS DIGITAL INC 162 0 0.00%
830 LIBERTY GLOBAL PLC 3 0 0.00%
831 NEXPRISE INC 1 0 0.00%
832 GENER8 MARTIME INC 17WT 5 0 0.00%
833 ONCOCYTE CORP 50 0 0.00%
834 NA PALLADIUM LTD 1 0 0.00%
835 DIAMOND EQUITIES INC 3,000 0 0.00%
836 E DIGITAL CORP COM 300 0 0.00%
837 TAPESTRY PHARMA INC 20 0 0.00%
838 Thornburg Mortgage, Inc. New 15 0 0.00%
839 SUPERNUS PHARMACEUTICALS INC 35 0 0.00%
840 DAWSON GEOPHYSICAL CO NEW 17 0 0.00%
841 APTOSE BIOSCIENCES INC 8 0 0.00%
842 GREEN FOR ENERGY INC 1,000 0 0.00%
843 AMERICAN CAPITAL HOLDINGS 200 0 0.00%
844 SPROTT RESOURCES CP 1,000 0 0.00%
845 VITROTECH CORP 500 0 0.00%
846 GUINNESS EXPLORATION 100 0 0.00%
847 GROWLIFE INC 6,600 0 0.00%
848 ORBIT BRANDS CORP 100,000 0 0.00%
849 MIRANT CORPORATION XXX ESCROW PENDING POSSIBLE FUTURE DISTRIBUTION 374 0 0.00%
850 SPORTSEND INC 50 0 0.00%
Page 17 of 18

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000950123-16-015335, filed 2016.03.10).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.