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Aptose Biosciences Inc Com New
Aptose Biosciences Inc Com New. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 13 Institutional holders with a total value of $6,766,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FRANKLIN RESOURCES INC 1,416,666 3,687,000 54.49%
2 Cormorant Asset Management, LP 1,081,867 2,737,000 40.45%
3 BANK OF MONTREAL /CAN/ 54,663 139,000 2.05%
4 BAKER BROS. ADVISORS LP 33,397 84,000 1.24%
5 ROYAL BANK OF CANADA 19,894 51,000 0.75%
6 Knoll Capital Management, LLC 11,933 31,000 0.46%
7 Callan Capital, LLC 12,000 30,000 0.44%
8 Tower Research Capital LLC (TRC) 1,681 4,000 0.06%
9 MORGAN STANLEY 620 2,000 0.03%
10 UBS Group AG 496 1,000 0.01%
11 SONORA INVESTMENT MANAGEMENT, LLC 8 0 0.00%
12 TORONTO DOMINION BANK 92 0 0.00%
13 CITIGROUP INC 2 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.