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Institutional Investment Manager
SONORA INVESTMENT MANAGEMENT, LLC
SONORA INVESTMENT MANAGEMENT, LLC (CIK: 0001418539). Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Portfolio Summary: 897 holdings with a total value of $483,699,772.
#
Name
Shares
Value ($)
%
Options
Notes
851 CLENERGEN CORP 10,000 1 0.00%
852 TEL OFFSHORE TRUST UBI 7 1 0.00%
853 PACIFIC BLUE ENERGY CORP 1,000 1 0.00%
854 ONCOLOGIX TECH INC 1,250 1 0.00%
855 DIAMOND EQUITIES INC 3,000 0 0.00%
856 GENERAL MOTORS CORP 9.25 15,000 0 0.00%
857 MYZIPSOFT INC 311 0 0.00%
858 Southmark Corporation 124 0 0.00%
859 USAS DIGITAL INC 162 0 0.00%
860 MICROISLET INC XXX 3,000 0 0.00%
861 Thornburg Mortgage, Inc. New 15 0 0.00%
862 LAIDLAW ENERGY GROUP INC 700,000 0 0.00%
863 GREEN ENERGY GROUP INC 165 0 0.00%
864 BIGHUB.COM INC 500 0 0.00%
865 ECOTALITY INC XXX 833 0 0.00%
866 Amr Corp Com Escrow Cusip 1,000 0 0.00%
867 COUGAR OIL & GAS CANADA INC 2,000 0 0.00%
868 EARTHWORKS ENTERTAINMENT INC 44 0 0.00%
869 AMERICAN CAPITAL HOLDINGS 200 0 0.00%
870 AAB NATIONAL CO 181 0 0.00%
871 KINDER MORGAN INCORPORATED DEL WARRANT EXP 052517 57 0 0.00%
872 LASERSIGHT INC 2 0 0.00%
873 GOLDEN ARCH RESOURCES 4,000 0 0.00%
874 TRANS GLOBAL GROUP INC 5 0 0.00%
875 MIRANT CORPORATION XXX ESCROW PENDING POSSIBLE FUTURE DISTRIBUTION 374 0 0.00%
876 MFS INTERMARKET INCOME TRUST I SH BEN INT 5,516 0 0.00%
877 VITROTECH CORP 500 0 0.00%
878 SUPER DEAL COM INC 153 0 0.00%
879 DPS LEHMAN BROTHERS HLDGS 20,092 0 0.00%
880 ESECURESOFT CO 148 0 0.00%
881 ORBIT BRANDS CORP 100,000 0 0.00%
882 UNITY ONE CAPITAL 1 0 0.00%
883 OMDA OIL & GAS INC 1 0 0.00%
884 MPHASE TECH INC 400 0 0.00%
885 SPORTSEND INC 50 0 0.00%
886 USA PERFORMANCE PRODUCTS INC 40 0 0.00%
887 GREEN FOR ENERGY INC 1,000 0 0.00%
888 NEXPRISE INC 1 0 0.00%
889 Wa Funding Tr III Xxx 2,500 0 0.00%
890 CDEX INC 200 0 0.00%
891 CUIDAO HLDG CORP 150 0 0.00%
892 CORE MED GROUP INC 146 0 0.00%
893 GENER8 MARTIME INC 17WT 5 0 0.00%
894 General Motors Corp Escrow 400 0 0.00%
895 NOTIS GLOBAL INC 100 0 0.00%
896 VIE FINCL GRP 6 0 0.00%
897 CLASSIFIED AD INC 156 0 0.00%
Page 18 of 18

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001415889-17-000069, filed 2017.01.12).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.