Dark
Light
System
Institutional Investment Manager
SONORA INVESTMENT MANAGEMENT, LLC
SONORA INVESTMENT MANAGEMENT, LLC (CIK: 0001418539). Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Original 13F HR (0001415889-17-000069) filed in 2017.01.12
#
Name
Shares
Value ($)
%
Options
Notes
1 OMDA OIL & GAS INC 1 0 0.00%
2 LUMENTUM HLDGS INC COM 1 39 0.00%
3 UNITY ONE CAPITAL 1 0 0.00%
4 NEXPRISE INC 1 0 0.00%
5 California Resources Corp 2 43 0.00%
6 KEYENCE CORP 2 1,372 0.00%
7 ADVISORS DISCIPLINED 2 1,065 0.00%
8 LASERSIGHT INC 2 0 0.00%
9 INTERPUBLIC GROUP COS INC 3 70 0.00%
10 TELEFONICA BRASIL SA 3 40 0.00%
11 GOL LINHAS AEREAS INTELIGENTES SA 4 54 0.00%
12 GENER8 MARTIME INC 17WT 5 0 0.00%
13 TRANS GLOBAL GROUP INC 5 0 0.00%
14 Arkema SA 5 489 0.00%
15 LIVE NATION, INC. 6 160 0.00%
16 VIE FINCL GRP 6 0 0.00%
17 TEL OFFSHORE TRUST UBI 7 1 0.00%
18 CNO FINL GROUP INC 7 134 0.00%
19 VIAVI SOLUTIONS INC 7 57 0.00%
20 ISHARES RUSSELL 2000 VALUE ETF 10 1,349 0.00%
21 CONTANGO ORE INC 10 196 0.00%
22 DIAMONDS TRUST SER I 10 1,975 0.00%
23 South32 Ltd American Depositary Shares Sponsored 11 109 0.00%
24 QUEST DIAGNOSTICS INC 11 1,046 0.00%
25 FORTIVE CORP 12 644 0.00%
26 DOLBY LABORATORIES INC 13 587 0.00%
27 CHIPOTLE MEXICAN GRILL INC 14 5,282 0.00%
28 OCLARO INC 14 125 0.00%
29 Thornburg Mortgage, Inc. New 15 0 0.00%
30 SCHWAB U.S. REIT ETF 16 657 0.00%
31 DAWSON GEOPHYSICAL CO NEW 17 137 0.00%
32 KROGER CO 18 621 0.00%
33 DOMINION ENERGY INC 19 1,455 0.00%
34 SCHWAB U.S. LARGE-CAP ETF 20 1,065 0.00%
35 SCHWAB U.S. LARGE-CAP VALUE ETF 20 962 0.00%
36 MYLAN N V 20 763 0.00%
37 VERTEX PHARMACEUTICALS INC 20 1,473 0.00%
38 ACCENTURE PLC IRELAND 20 2,343 0.00%
39 3-D SYS CORP DEL 20 266 0.00%
40 ARBUTUS BIOPHARMA CORP 20 49 0.00%
41 ANADARKO PETE CORP 21 1,464 0.00%
42 CABOT OIL & GAS CORP 24 561 0.00%
43 SCHWAB U.S. SMALL-CAP ETF 25 1,537 0.00%
44 RMR GROUP INC 25 988 0.00%
45 DANAHER CORP DEL 25 1,946 0.00%
46 PJT PARTNERS INC 25 772 0.00%
47 THERMO FISHER SCIENTIFIC INC 28 3,951 0.00%
48 HASBRO INC 30 2,334 0.00%
49 PRAXAIR INC 30 3,516 0.00%
50 FIRST TR COMBINED SER 30 26,381 0.01%
Page 1 of 18