Dark
Light
System
Security
LUMENTUM HLDGS INC
LUMENTUM HLDGS INC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 294 Institutional holders with a total value of $2,025,529,236.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Capital Research Global Investors 6,442,534 249,004,000 12.29%
2 VANGUARD GROUP INC 4,716,612 182,297,000 9.00%
3 BlackRock Fund Advisors 4,186,318 161,801,000 7.99%
4 TIAA CREF INVESTMENT MANAGEMENT LLC 1,961,764 75,822,000 3.74%
5 GILDER GAGNON HOWE & CO LLC 1,703,849 65,854,000 3.25%
6 VICTORY CAPITAL MANAGEMENT INC 1,430,383 55,284,000 2.73%
7 CITADEL ADVISORS LLC 1,362,685 52,668,000 2.60%
8 BlackRock Institutional Trust Company, N.A. 1,322,537 51,116,000 2.52%
9 Bank of New York Mellon Corp 1,319,840 51,013,000 2.52%
10 STATE STREET CORP 1,176,587 45,475,000 2.25%
11 TEACHERS ADVISORS, LLC 1,116,186 43,141,000 2.13%
12 QUENTEC ASSET MANAGEMENT LLC 782,722 30,252,000 1.49%
13 Copper Rock Capital Partners, LLC 757,197 29,266,000 1.44%
14 FMR LLC 697,786 26,970,000 1.33%
15 WADDELL & REED FINANCIAL INC 681,860 26,353,000 1.30%
16 EMERALD ADVISERS, LLC 656,892 25,389,000 1.25%
17 NORTHERN TRUST CORP 641,968 24,811,000 1.22%
18 DIMENSIONAL FUND ADVISORS LP 578,301 22,352,000 1.10%
19 State of New Jersey Common Pension Fund D 560,000 21,644,000 1.07%
20 NORGES BANK 522,171 20,182,000 1.00%
21 EMERALD MUTUAL FUND ADVISERS TRUST 499,777 19,316,000 0.95%
22 AQR ARBITRAGE LLC 486,472 18,802,000 0.93%
23 WESTFIELD CAPITAL MANAGEMENT CO LP 466,190 18,018,000 0.89%
24 TWO SIGMA ADVISERS, LP 465,544 17,993,000 0.89%
25 Nokomis Capital, L.L.C. 462,068 17,859,000 0.88%
26 PRINCIPAL FINANCIAL GROUP INC 432,994 16,735,000 0.83%
27 GEODE CAPITAL MANAGEMENT, LLC 431,650 16,683,000 0.82%
28 Hood River Capital Management LLC 428,822 16,574,000 0.82%
29 KINGDON CAPITAL MANAGEMENT, L.L.C. 408,064 15,772,000 0.78%
30 AMERIPRISE FINANCIAL INC 402,191 15,544,000 0.77%
31 Invesco Ltd. 398,834 15,415,000 0.76%
32 KENNEDY CAPITAL MANAGEMENT LLC 391,968 15,150,000 0.75%
33 BOGLE INVESTMENT MANAGEMENT L P /DE/ 355,290 13,731,000 0.68%
34 Carlson Capital, L.P. 344,693 13,322,000 0.66%
35 AXA S.A. 339,537 13,123,000 0.65%
36 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 339,041 13,104,000 0.65%
37 Allianz Asset Management GmbH 325,163 12,567,000 0.62%
38 MORGAN STANLEY 294,559 11,386,000 0.56%
39 Calamos Advisors LLC 277,512 10,726,000 0.53%
40 RUSSELL INVESTMENTS GROUP, LTD. 272,317 10,701,000 0.53%
41 BANK OF MONTREAL /CAN/ 263,951 10,584,000 0.52%
42 PARAMETRIC PORTFOLIO ASSOCIATES LLC 273,007 10,552,000 0.52%
43 BlackRock Investment Management, LLC 262,365 10,140,000 0.50%
44 ARDSLEY ADVISORY PARTNERS LP 258,500 9,991,000 0.49%
45 DRIEHAUS CAPITAL MANAGEMENT LLC 248,081 9,588,000 0.47%
46 AO Asset Management, LP 247,600 9,570,000 0.47%
47 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 236,605 9,145,000 0.45%
48 MILLENNIUM MANAGEMENT LLC 236,361 9,135,000 0.45%
49 Neuberger Berman Group LLC 235,000 9,083,000 0.45%
50 RAYMOND JAMES & ASSOCIATES 232,624 8,991,000 0.44%
Page 1 of 6

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.