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Institutional Investment Manager
Cambridge Investment Research Advisors, Inc.
Cambridge Investment Research Advisors, Inc. (CIK: 0001419186) incorporated in Iowa, located at 1776 Pleasant Plain Road, Fairfield, IA. Institutional holdings reported to the SEC.

Institutional Holdings (2017Q1)
Original 13F HR (0001419186-17-000007) filed in 2017.05.12
#
Name
Shares
Value ($)
%
Options
Notes
51 POWERSHARES ETF WILDER HILL CLEAN ENERGY PORTFOLIO 17,777 71 0.00%
52 PUTNAM MASTER INTER INCOME T 15,079 71 0.00%
53 MICROVISION INC DEL 30,125 75 0.00%
54 INVIVO THERAPEUTICS HLDGS CORPORATION COM NEW 19,341 78 0.00%
55 CLEAN ENERGY FUELS CORPORATION COM 30,559 78 0.00%
56 FRANKLIN UNVL TR 11,437 80 0.00%
57 FIFTH STREET FINANCE CORP 17,591 81 0.00%
58 ELDORADO GOLD CORP NEW 24,092 82 0.00%
59 NORDIC AMERICAN TANKERS LIMI 10,009 82 0.00%
60 LIBERTY ALL STAR EQUITY FD 16,294 89 0.00%
61 THERAPEUTICSMD INC 12,450 90 0.00%
62 ACHILLION PHARMACEUTICALS IN 22,330 94 0.00%
63 GOPRO INC 11,066 96 0.00%
64 VIRTUS TOTAL RETURN FD 22,505 98 0.00%
65 COMPUGEN LTD 22,834 98 0.00%
66 SUNPOWER CORP 16,173 99 0.00%
67 TCW STRATEGIC INCOME FD INC 18,317 99 0.00%
68 WESTERN ASSET MUN HI INCM FD 13,767 100 0.00%
69 FIRST MAJESTIC SILVER CORP 12,500 102 0.00%
70 TSAKOS ENERGY NAVIGATION LTD 21,408 103 0.00%
71 PENNEY J C 16,721 103 0.00%
72 PDL BIOPHARMA INC 45,966 104 0.00%
73 PENN WEST PETE LTD NEW 61,850 105 0.00%
74 SEVERN BANCORP ANNAPOLIS MD 14,917 107 0.00%
75 NEOGENOMICS INC 13,600 107 0.00%
76 ISHARES TRUST GL CLEAN ENE ETF 12,823 110 0.00%
77 SOUTHWESTERN ENERGY CO 13,558 111 0.00%
78 DENBURY RESOURCES INC 43,796 113 0.00%
79 GARRISON CAP INC 11,900 116 0.00%
80 FIFTH STR SR FLOATNG RATE CO 13,500 119 0.00%
81 WINDSTREAM HLDGS INC 21,927 120 0.00%
82 PIONEER MUN HIGH INCOME TR 10,386 121 0.00%
83 INVESCO MUNI INCOME OPP TRST 16,308 123 0.00%
84 VOYA GLBL ADV & PREM OPP FD 11,809 124 0.00%
85 SPRINT CORP 14,391 125 0.00%
86 COMMUNITY HEALTH SYS INC NEW 14,218 126 0.00%
87 BLACKROCK INCOME TR INC 20,908 129 0.00%
88 NOKIA CORP 24,030 130 0.00%
89 PIONEER HIGH INCOME TR 13,134 130 0.00%
90 BLACKROCK LONG-TERM MUNI ADV 11,500 132 0.00%
91 PIMCO INCOME STRATEGY FUND II COM 13,292 134 0.00%
92 FIBROCELL SCIENCE INC 67,798 136 0.00%
93 NUVEEN MUN 2021 TARGET TERM FD COM 14,121 138 0.00%
94 DREYFUS STRATEGIC MUNS INCORPORATED 16,093 138 0.00%
95 PETROLEO BRASILEIRO SA PETRO 14,466 140 0.00%
96 FIAT CHRYSLER AUTOMOBILES N 12,792 140 0.00%
97 ENERPLUS CORP 17,452 140 0.00%
98 CENTURY CASINOS INC COM 18,575 140 0.00%
99 FPL Group, Inc. 10,526 142 0.00%
100 NUVEEN FLOATING RATE INCOME 12,323 142 0.00%
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