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PIMCO INCOME STRATEGY FUND II COM
PIMCO INCOME STRATEGY FUND II COM. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 68 Institutional holders with a total value of $92,757,671.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 COHEN & STEERS, INC. 1,727,313 17,359,000 18.71%
2 BESSEMER GROUP INC 1,083,384 10,888,000 11.74%
3 GUGGENHEIM CAPITAL LLC 711,595 7,152,000 7.71%
4 Invesco Ltd. 655,022 6,583,000 7.10%
5 Horizon Kinetics LLC 650,161 6,534,000 7.04%
6 SIT INVESTMENT ASSOCIATES INC 477,456 4,798,000 5.17%
7 PRUDENTIAL PLC 400,000 4,020,000 4.33%
8 GRAYBILL WEALTH MANAGEMENT, LTD. 269,287 2,706,000 2.92%
9 MORGAN STANLEY 264,374 2,658,000 2.87%
10 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 224,992 2,261,000 2.44%
11 PINNACLE ASSOCIATES LTD 214,961 2,160,000 2.33%
12 LADENBURG THALMANN FINANCIAL SERVICES INC. 188,648 1,896,000 2.04%
13 LPL Financial LLC 183,613 1,849,000 1.99%
14 B. Riley Wealth Advisors, Inc. 142,418 1,432,000 1.54%
15 UBS Group AG 136,627 1,373,000 1.48%
16 COTTAGE STREET ADVISORS LLC 123,818 1,245,000 1.34%
17 BANK OF AMERICA CORP /DE/ 121,927 1,225,000 1.32%
18 Addison Capital Co 105,712 1,062,000 1.14%
19 Commonwealth Equity Services, Inc 105,306 1,058,000 1.14%
20 RAYMOND JAMES & ASSOCIATES 87,402 878,000 0.95%
21 Janney Montgomery Scott LLC 86,194 866,000 0.93%
22 WELLS FARGO & COMPANY/MN 82,699 831,000 0.90%
23 CONNING INC. 80,666 811,000 0.87%
24 SONORA INVESTMENT MANAGEMENT, LLC 71,410 717,671 0.77%
25 CIBC Private Wealth Group LLC 69,850 702,000 0.76%
26 SUNTRUST BANKS INC 69,222 696,000 0.75%
27 ROYAL BANK OF CANADA 60,376 607,000 0.65%
28 WEDBUSH SECURITIES INC 58,005 583,000 0.63%
29 INFRASTRUCTURE CAPITAL ADVISORS, LLC 56,950 572,000 0.62%
30 CSS LLC/IL 51,152 514,000 0.55%
31 TELEMUS CAPITAL, LLC 50,000 503,000 0.54%
32 ENVESTNET ASSET MANAGEMENT INC 42,260 426,000 0.46%
33 SHUFRO ROSE & CO LLC 39,500 397,000 0.43%
34 PNC FINANCIAL SERVICES GROUP, INC. 38,076 383,000 0.41%
35 Creative Planning 37,153 373,000 0.40%
36 ADVISOR GROUP, INC. 34,913 350,000 0.38%
37 Kovack Advisors, Inc. 31,080 312,000 0.34%
38 Private Advisor Group, LLC 28,350 288,000 0.31%
39 IFP ADVISORS, INC 26,975 271,000 0.29%
40 Greenwich Wealth Management LLC 23,391 235,000 0.25%
41 SHEAFF BROCK INVESTMENT ADVISORS, LLC 23,001 231,000 0.25%
42 TWO SIGMA SECURITIES, LLC 22,181 223,000 0.24%
43 CITIGROUP INC 21,400 215,000 0.23%
44 MERIDIAN INVESTMENT COUNSEL INC. 20,900 210,000 0.23%
45 US BANCORP \DE\ 20,400 205,000 0.22%
46 AMERIPRISE FINANCIAL INC 20,033 201,000 0.22%
47 Raymond James Financial Services Advisors, Inc. 16,975 171,000 0.18%
48 NATIONAL PLANNING CORP 15,629 159,000 0.17%
49 Atria Investments, Inc 15,436 155,000 0.17%
50 RAY GERALD L & ASSOCIATES LTD 15,200 153,000 0.16%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.