| # | % | |||||
|---|---|---|---|---|---|---|
| 151 | WOODWARD INC | 53 | 3,000 | 0.00% | ||
| 152 | BOISE CASCADE CO DEL | 100 | 3,000 | 0.00% | Call | |
| 153 | NORTHERN DYNASTY MINERALS LT | 3,400 | 3,000 | 0.00% | Put | |
| 154 | ENTEGRIS INC | 200 | 3,000 | 0.00% | Put | |
| 155 | NAVIDEA BIOPHARMACEUTICALS I | 2,000 | 3,000 | 0.00% | Put | |
| 156 | DHT HOLDINGS INC | 400 | 3,000 | 0.00% | Call | |
| 157 | CITIGROUP INC WRNT BEXP 10/28/2018 | 84,176 | 3,000 | 0.00% | ||
| 158 | CYTORI THERAPEUTICS INC | 1,200 | 3,000 | 0.00% | Call | |
| 159 | CALLAWAY GOLF CO | 500 | 4,000 | 0.00% | Put | |
| 160 | SIX FLAGS ENTMT CORP NEW | 100 | 4,000 | 0.00% | Call | |
| 161 | GTX INC DEL | 3,200 | 4,000 | 0.00% | Call | |
| 162 | MAST THERAPEUTICS INC COM | 6,397 | 4,000 | 0.00% | ||
| 163 | VENTRUS BIOSCIENCES INC | 3,400 | 4,000 | 0.00% | Put | |
| 164 | SYNOPSYS INC | 100 | 4,000 | 0.00% | Put | |
| 165 | CHINA HOUSING & LAND DEVELOP | 2,000 | 4,000 | 0.00% | Call | |
| 166 | CATALYST PHARMACEUTICALS INC | 1,400 | 4,000 | 0.00% | Put | |
| 167 | BPZ RESOURCES INC CMN STOCK | 1,200 | 4,000 | 0.00% | Call | |
| 168 | GENERAL MOLY INC COMMON STOCK | 3,500 | 4,000 | 0.00% | Call | |
| 169 | QUIDEL CORP | 200 | 4,000 | 0.00% | Call | |
| 170 | ANTARES PHARMA INC | 1,600 | 4,000 | 0.00% | Call | |
| 171 | TTM TECHNOLOGIES INC | 500 | 4,000 | 0.00% | Call | |
| 172 | STR HOLDINGS INC | 3,000 | 4,000 | 0.00% | Put | |
| 173 | BUILD A BEAR WORKSHOP | 300 | 4,000 | 0.00% | Call | |
| 174 | PERFICIENT INC | 200 | 4,000 | 0.00% | Call | |
| 175 | UQM TECHNOLOGIES INC | 1,800 | 4,000 | 0.00% | Put | |
| 176 | INNOVATIVE SOLUTIONS & SUPPORT | 500 | 4,000 | 0.00% | Call | |
| 177 | CAMBREX CORP | 200 | 4,000 | 0.00% | Put | |
| 178 | GRAMERCY PPTY TR INC | 600 | 4,000 | 0.00% | Call | |
| 179 | AVALON RARE METALS INC | 8,000 | 4,000 | 0.00% | Put | |
| 180 | UMH PPTYS INC | 376 | 4,000 | 0.00% | ||
| 181 | DOT HILL SYS CORP | 800 | 4,000 | 0.00% | Call | |
| 182 | MIMEDX GROUP INC | 600 | 4,000 | 0.00% | Put | |
| 183 | Bank of America Corp Warrants Exp 01/16/19 | 558 | 4,000 | 0.00% | ||
| 184 | INDEPENDENT BANK CORP MICH | 300 | 4,000 | 0.00% | Put | |
| 185 | INNOSPEC INC | 100 | 4,000 | 0.00% | Put | |
| 186 | HARTE HANKS INC CMN STK | 600 | 4,000 | 0.00% | Put | |
| 187 | EL PASO ELEC CO | 100 | 4,000 | 0.00% | Call | |
| 188 | POTLATCH CORP NEW | 100 | 4,000 | 0.00% | Put | |
| 189 | THRESHOLD PHARMACEUTICAL INC | 900 | 4,000 | 0.00% | Put | |
| 190 | DEMAND MEDIA INC | 800 | 4,000 | 0.00% | Call | |
| 191 | Kior Inc | 11,885 | 4,000 | 0.00% | ||
| 192 | MFC BANCORP LTD | 500 | 4,000 | 0.00% | Call | |
| 193 | BARCLAYS BANK PLC | 149 | 5,000 | 0.00% | ||
| 194 | EVEREST RE GROUP LTD | 34 | 5,000 | 0.00% | ||
| 195 | IXIA | 400 | 5,000 | 0.00% | Call | |
| 196 | NEVSUN RES LTD | 1,400 | 5,000 | 0.00% | Put | |
| 197 | SILICON IMAGE INC. CMN STOCK | 1,000 | 5,000 | 0.00% | Put | |
| 198 | BEBE STORES INC | 1,500 | 5,000 | 0.00% | Call | |
| 199 | CHEMOCENTRYX INC | 800 | 5,000 | 0.00% | Put | |
| 200 | Inland Real Estate Corp | 439 | 5,000 | 0.00% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000950123-14-009105, filed 2014.08.14), New Holdings filing (0000950123-14-011139, filed 2014.11.07), New Holdings filing (0000950123-15-001033, filed 2015.02.06), New Holdings filing (0000950123-15-005191, filed 2015.05.08). and New Holdings filing (0000950123-15-007125, filed 2015.06.26).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
