| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | FRANKLIN RESOURCES INC | 11,946,100 | 7,514,000 | 58.16% | ||
| 2 | VANGUARD GROUP INC | 2,619,137 | 1,647,000 | 12.75% | ||
| 3 | Alyeska Investment Group, L.P. | 1,775,000 | 1,116,000 | 8.64% | Call | |
| 4 | DEUTSCHE BANK AG\ | 735,600 | 461,000 | 3.57% | ||
| 5 | GEODE CAPITAL MANAGEMENT, LLC | 560,868 | 352,000 | 2.72% | ||
| 6 | MPM ASSET MANAGEMENT LLC | 524,853 | 331,000 | 2.56% | ||
| 7 | SHEPHERD KAPLAN KROCHUK, LLC | 512,476 | 322,000 | 2.49% | ||
| 8 | Iguana Healthcare Management, LLC | 500,000 | 315,000 | 2.44% | ||
| 9 | DIMENSIONAL FUND ADVISORS LP | 265,156 | 167,000 | 1.29% | ||
| 10 | Bank of New York Mellon Corp | 167,295 | 105,000 | 0.81% | ||
| 11 | Ancora Advisors LLC | 150,000 | 94,000 | 0.73% | ||
| 12 | NORTHERN TRUST CORP | 129,547 | 81,000 | 0.63% | ||
| 13 | Creative Planning | 118,700 | 75,000 | 0.58% | ||
| 14 | HighTower Advisors, LLC | 113,954 | 72,000 | 0.56% | ||
| 15 | Virtu KCG Holdings LLC | 103,005 | 65,000 | 0.50% | ||
| 16 | OPPENHEIMER & CO INC | 85,000 | 53,000 | 0.41% | ||
| 17 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 54,067 | 34,000 | 0.26% | ||
| 18 | GUGGENHEIM CAPITAL LLC | 44,580 | 28,000 | 0.22% | ||
| 19 | Pomelo Capital LLC | 250,000 | 19,000 | 0.15% | Call | |
| 20 | STATE STREET CORP | 14,624 | 9,000 | 0.07% | ||
| 21 | HIGHBRIDGE CAPITAL MANAGEMENT LLC | 14,226 | 9,000 | 0.07% | ||
| 22 | CREDIT SUISSE AG/ | 10,885 | 7,000 | 0.05% | ||
| 23 | NOMURA HOLDINGS INC | 11,501 | 7,000 | 0.05% | ||
| 24 | MORGAN STANLEY | 11,020 | 7,000 | 0.05% | ||
| 25 | Cetera Advisor Networks LLC | 10,000 | 6,000 | 0.05% | ||
| 26 | ZACKS INVESTMENT MANAGEMENT | 10,000 | 6,000 | 0.05% | ||
| 27 | CITADEL ADVISORS LLC | 6,397 | 4,000 | 0.03% | ||
| 28 | WELLS FARGO & COMPANY/MN | 5,000 | 3,000 | 0.02% | ||
| 29 | EARNEST PARTNERS LLC | 5,400 | 3,000 | 0.02% | ||
| 30 | THOMPSON DAVIS & CO., INC. | 5,000 | 3,000 | 0.02% | ||
| 31 | Pine River Capital Management L.P. | 62,500 | 2,000 | 0.02% | ||
| 32 | UBS AG | 1,300 | 1,000 | 0.01% | Call | |
| 33 | Hoxton Financial, Inc. | 1,091 | 1,000 | 0.01% | ||
| 34 | Corbenic Partners LLC | 1,500 | 1,000 | 0.01% | ||
| 35 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 4 | 0 | 0.00% | ||
| 36 | DEUTSCHE BANK AG\ | 313 | 0 | 0.00% | Call | |
| 37 | B. Riley Wealth Management, Inc. | 597 | 0 | 0.00% | ||
| 38 | FIRST MANHATTAN CO. LLC. | 300 | 0 | 0.00% | ||
| 39 | PNC FINANCIAL SERVICES GROUP, INC. | 600 | 0 | 0.00% | ||
| 40 | UBS AG | 600 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
