| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | NEURALSTEM INC COMMON STOCK | 10,000 | 3,000 | 0.00% | Put | |
| 2 | NEURALSTEM INCORPORATED | 11,289 | 3,000 | 0.00% | ||
| 3 | SAEXPLORATION HLDGS INC | 36,527 | 4,000 | 0.00% | ||
| 4 | PEREGRINE PHARMACEUTICALS IN | 10,600 | 4,000 | 0.00% | Call | |
| 5 | INSPIREMD INC | 12,615 | 4,000 | 0.00% | ||
| 6 | AG&E HLDGS INC | 14,317 | 4,000 | 0.00% | ||
| 7 | HEMISPHERX BIOPHARMA INC | 45,788 | 5,000 | 0.00% | ||
| 8 | PROFESSIONAL DIVERSITY NET I | 12,342 | 5,000 | 0.00% | ||
| 9 | Caladrius Biosciences Inc | 10,818 | 6,000 | 0.00% | ||
| 10 | TASEKO MINES LTD | 12,000 | 6,000 | 0.00% | Call | |
| 11 | GLORI ENERGY INC | 28,595 | 6,000 | 0.00% | ||
| 12 | MECHEL PAO | 31,343 | 7,000 | 0.00% | ||
| 13 | GOLDEN STAR RES LTD CDA | 11,300 | 7,000 | 0.00% | Put | |
| 14 | Navidea Biopharm Inc | 13,723 | 7,000 | 0.00% | ||
| 15 | GEVO INC | 11,600 | 7,000 | 0.00% | Put | |
| 16 | PROTALIX BIOTHERAPEUTICS INC | 10,683 | 7,000 | 0.00% | ||
| 17 | KBS FASHION GROUP LTD | 20,952 | 8,000 | 0.00% | ||
| 18 | ATLAS RESOURCE PARTNERS LP | 15,600 | 8,000 | 0.00% | Call | |
| 19 | TOWERSTREAM CORP | 48,498 | 8,000 | 0.00% | ||
| 20 | XOMA CORP DEL | 14,200 | 8,000 | 0.00% | Call | |
| 21 | PROTALIX BIOTHERAPEUTICS INC | 12,000 | 8,000 | 0.00% | Put | |
| 22 | HONGLI CLEAN ENERGY TECHNOLO | 28,836 | 8,000 | 0.00% | ||
| 23 | BIOPHARMX CORP COM | 13,668 | 9,000 | 0.00% | ||
| 24 | FUNCTIONX INC NEW COM NEW | 32,327 | 9,000 | 0.00% | ||
| 25 | WAFERGEN BIO-SYSTEMS INC | 11,459 | 9,000 | 0.00% | ||
| 26 | UNITED STATES ANTIMONY CORP | 44,838 | 9,000 | 0.00% | ||
| 27 | SEQUENOM INC | 11,100 | 10,000 | 0.00% | Call | |
| 28 | XTERA COMMUNICATIONS INC | 10,685 | 10,000 | 0.00% | ||
| 29 | AVEO PHARMACEUTICALS INC | 10,100 | 10,000 | 0.00% | Call | |
| 30 | ImmunoCellular Therapeutics Lt | 42,042 | 10,000 | 0.00% | ||
| 31 | C&J ENERGY SVCS LTD | 17,100 | 10,000 | 0.00% | Put | |
| 32 | NAVIDEA BIOPHARMACEUTICALS I | 19,100 | 10,000 | 0.00% | Put | |
| 33 | CHINANET ONLINE HOLDINGS | 18,255 | 10,000 | 0.00% | ||
| 34 | SYSOREX GLOBAL COM NEW | 21,082 | 11,000 | 0.00% | ||
| 35 | AGRIA CORP | 12,328 | 11,000 | 0.00% | ||
| 36 | COMSTOCK RES INC | 12,800 | 11,000 | 0.00% | Put | |
| 37 | PEREGRINE PHARMACEUTICALS IN | 29,586 | 11,000 | 0.00% | ||
| 38 | UQM TECHNOLOGIES INC COM | 17,849 | 11,000 | 0.00% | ||
| 39 | HALCON RES CORP | 26,400 | 12,000 | 0.00% | Put | |
| 40 | SEQUENOM INC | 12,870 | 12,000 | 0.00% | ||
| 41 | SUNESIS PHARMACEUTICALS INC | 22,000 | 12,000 | 0.00% | Call | |
| 42 | PHOTOMEDEX INC COM PAR 0.01 | 48,833 | 12,000 | 0.00% | ||
| 43 | C&J ENERGY SVCS LTD | 19,600 | 12,000 | 0.00% | Call | |
| 44 | MOSYS INC | 30,771 | 12,000 | 0.00% | ||
| 45 | NORTHWEST BIOTHERAPEUTICS IN | 20,100 | 12,000 | 0.00% | Put | |
| 46 | ESCALON MEDICAL CORP NEW | 19,746 | 13,000 | 0.00% | ||
| 47 | APRICUS BIOSCIENCES INC | 31,600 | 13,000 | 0.00% | Call | |
| 48 | FEMALE HEALTH CO | 10,067 | 13,000 | 0.00% | ||
| 49 | AOXING PHARMACEUTICAL CO INC | 20,324 | 13,000 | 0.00% | ||
| 50 | NEPTUNE TECHNOLOGIES BIORESO | 13,000 | 13,000 | 0.00% | Call |
Portfolio data is normalized using SEC Form 13F filings, including the Restatement filing (0000950123-17-000624, filed 2017.01.31).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
