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PEREGRINE PHARMACEUTICALS IN
PEREGRINE PHARMACEUTICALS IN. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 80 Institutional holders with a total value of $12,147,680.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 VANGUARD GROUP INC 8,304,524 3,024,000 24.89%
2 KENNEDY CAPITAL MANAGEMENT LLC 7,598,378 2,767,000 22.78%
3 BlackRock Institutional Trust Company, N.A. 4,082,096 1,486,000 12.23%
4 Freedom Investment Management, Inc. 1,508,352 543,000 4.47%
5 RENAISSANCE TECHNOLOGIES LLC 1,350,952 492,000 4.05%
6 MILLENNIUM MANAGEMENT LLC 1,125,737 410,000 3.38%
7 GEODE CAPITAL MANAGEMENT, LLC 1,090,115 396,000 3.26%
8 Paloma Partners Management Co 854,793 311,000 2.56%
9 JACOBS LEVY EQUITY MANAGEMENT, INC 846,200 308,000 2.54%
10 Laurion Capital Management LP 663,300 242,000 1.99%
11 BLACKROCK ADVISORS LLC 512,464 187,000 1.54%
12 QS Investors, LLC 503,400 183,000 1.51%
13 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 479,800 175,000 1.44%
14 CREDIT SUISSE AG/ 437,513 159,000 1.31%
15 Commonwealth Equity Services, Inc 421,061 153,000 1.26%
16 D. E. Shaw & Co., Inc. 410,447 149,000 1.23%
17 NORTHERN TRUST CORP 360,166 131,000 1.08%
18 GOLDMAN SACHS GROUP INC 266,605 97,000 0.80%
19 Bank of New York Mellon Corp 239,952 87,000 0.72%
20 PERCEPTIVE ADVISORS LLC 224,332 81,000 0.67%
21 AQR CAPITAL MANAGEMENT LLC 190,991 70,000 0.58%
22 LMR Partners LLP 181,941 66,000 0.54%
23 BAXTER BROS INC 135,506 49,000 0.40%
24 AMERIPRISE FINANCIAL INC 133,032 48,000 0.40%
25 Squarepoint Ops LLC 115,400 42,000 0.35%
26 BANK OF AMERICA CORP /DE/ 108,358 40,000 0.33%
27 WELLS FARGO & COMPANY/MN 106,378 39,000 0.32%
28 STATE STREET CORP 101,619 37,000 0.30%
29 EMERALD ACQUISITION LTD. 76,400 28,000 0.23%
30 Alpine Global Management, LLC 73,246 27,000 0.22%
31 Virtu KCG Holdings LLC 64,786 24,000 0.20%
32 GUGGENHEIM CAPITAL LLC 61,193 22,000 0.18%
33 UBS Group AG 58,416 21,000 0.17%
34 Nationwide Fund Advisors 54,200 20,000 0.16%
35 Tower Research Capital LLC (TRC) 51,093 19,000 0.16%
36 NEW YORK STATE COMMON RETIREMENT FUND 51,500 19,000 0.16%
37 BlackRock Fund Advisors 39,139 14,000 0.12%
38 Crestwood Advisors Group, LLC 35,000 13,000 0.11%
39 Raymond James Financial Services Advisors, Inc. 36,400 13,000 0.11%
40 JPMORGAN CHASE & CO 30,980 11,000 0.09%
41 CITADEL ADVISORS LLC 29,586 11,000 0.09%
42 WOLVERINE TRADING LP /BD 28,509 10,548 0.09%
43 RAYMOND JAMES & ASSOCIATES 23,556 9,000 0.07%
44 Stonehage Fleming Financial Services Holdings Ltd 24,000 9,000 0.07%
45 WOLVERINE TRADING LP /BD 226 8,362 0.07% Call
46 Airain ltd 22,940 8,000 0.07%
47 LADENBURG THALMANN FINANCIAL SERVICES INC. 16,397 6,000 0.05%
48 MSI Financial Services Inc 16,800 6,000 0.05%
49 First Heartland Consultants, Inc. 17,240 6,000 0.05%
50 Sigma Planning Corp 16,500 6,000 0.05%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.