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Institutional Investment Manager
Apriem Advisors
Apriem Advisors (CIK: 0001425165) incorporated in California, located at 19200 Von Karman Ave, Irvine, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q3)
Portfolio Summary: 578 holdings with a total value of $270,307,000.
#
Name
Shares
Value ($)
%
Options
Notes
1 POWERLINX INC 10 0 0.00%
2 GLOBAL NETWORKS CORP 5 0 0.00%
3 LUMEN TECHNOLOGIES INC 2 0 0.00%
4 CHANCELLOR GROUP INC 70,000 0 0.00%
5 DITEM EXPLORATION F 80 0 0.00%
6 DREAM MARKETING INC 10 0 0.00%
7 GASTEM INC F 26 0 0.00%
8 ASTERIAS BIOTHERAPEUTICS INC COM SER A 12 0 0.00%
9 POWERWAVE TECH INC 733 0 0.00%
10 TRUE GOLD MINING INC F 793 0 0.00%
11 AMERICAS ENERGY CO XXX 7,100 0 0.00%
12 ADELPHIA COMMUNICATIONS CL ESC 4,000 0 0.00%
13 BEESTON ENTERPRISES 9,000 0 0.00%
14 FAIRPOINT COMMUNICATIONS INC COM NO STOCKHOLDER EQUITY 01/24/2011 2 0 0.00%
15 URBAN EDGE PPTYS COM 1 0 0.00%
16 ENRON CORP DISC 00 8PFD 400 0 0.00%
17 CHINA DIGITAL MEDIA CXXX 275 0 0.00%
18 Idna Inc 5,000 0 0.00%
19 VIVUS INC 100 0 0.00%
20 Pinnacle Entertainment 8 0 0.00%
21 SANBORN RESOURCE LTD 5,000 0 0.00%
22 SCHWAB U.S. MID-CAP ETF 3 0 0.00%
23 COMMERCE ENERGY GRP 8,000 0 0.00%
24 NRG ENERGY INC 4 0 0.00%
25 Magnum Hunter Res Corp Del Wts 04/15/16 51 0 0.00%
26 T H Q INC NEW XXX 2 0 0.00%
27 VERITIV CORP 1 0 0.00%
28 Safeway Rts Casa Ley Cvr 150 0 0.00%
29 SANDRIDGE ENERGY 7% PFD 45 0 0.00%
30 FUELCELL ENERGY INC COM 300 0 0.00%
31 HUDBAY MINERALS INC 170 0 0.00%
32 Comstock Mining Inc 100 0 0.00%
33 STRATEGIC RESOURCES LXXX 5,500 0 0.00%
34 Safeway Pdc, Llc Cvr Rts 150 0 0.00%
35 PREMIER LASER SYS A NXXX 500 0 0.00%
36 BIOTIME INC 14 0 0.00%
37 GENERAL MTRS CO 6 0 0.00%
38 Magnum Hunter Resources Corp 250 0 0.00%
39 GENERAL MTRS CO 6 0 0.00%
40 PENTAIR PLC 8 0 0.00%
41 JAYHAWK ENERGY INC 15,600 0 0.00%
42 GENVEC INC 100 0 0.00%
43 California Resources Corp 172 0 0.00%
44 SOLARIS PWR CELLS 20,000 0 0.00%
45 SILVER BAY RLTY TR CORP 2 0 0.00%
46 EAGLE BULK SHIPPI 21 WTS 105 0 0.00%
47 KAYNE ANDERSON MLP INVT CO 1 0 0.00%
48 ISHARES RUSSELL 3000 ETF 1 0 0.00%
49 PENTHOUSE INTL INC 125,000 0 0.00%
50 RED HAT INC 5 0 0.00%
Page 1 of 12

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001140361-15-041037, filed 2015.11.13).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.