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Institutional Investment Manager
Apriem Advisors
Apriem Advisors (CIK: 0001425165) incorporated in California, located at 19200 Von Karman Ave, Irvine, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q3)
Portfolio Summary: 578 holdings with a total value of $270,307,000.
#
Name
Shares
Value ($)
%
Options
Notes
501 PLUG POWER INC 350 1,000 0.00%
502 UNITED STATES STL CORP NEW 100 1,000 0.00%
503 FASTENAL CO 25 1,000 0.00%
504 NII HLDGS INC COM PAR 0.001 181 1,000 0.00%
505 LIBERTY STAR URANIUM 616,600 1,000 0.00%
506 CENTERPOINT ENERGY INC 46 1,000 0.00%
507 ENPHASE ENERGY INC 400 1,000 0.00%
508 ARCELORMITTAL SA LUXEMBOURG 204 1,000 0.00%
509 TYCO INTL PLC SHS 38 1,000 0.00%
510 TAKE-TWO INTERACTIVE SOFTWAR 30 1,000 0.00%
511 SUPERVALU INC 85 1,000 0.00%
512 FIRST TR EXCHANGE TRADED FD 50 1,000 0.00%
513 ADVANCED MICRO DEVICES INC 400 1,000 0.00%
514 Adt Corp 19 1,000 0.00%
515 ADELPHIA COMMUNICATIONS CL ESC 4,000 0 0.00%
516 Magnum Hunter Resources Corp 250 0 0.00%
517 POWERLINX INC 10 0 0.00%
518 PENTAIR PLC 8 0 0.00%
519 ENRON CORP DISC 00 8PFD 400 0 0.00%
520 SOLARIS PWR CELLS 20,000 0 0.00%
521 SILVER BAY RLTY TR CORP 2 0 0.00%
522 CHINA DIGITAL MEDIA CXXX 275 0 0.00%
523 SCHWAB U.S. MID-CAP ETF 3 0 0.00%
524 PENTHOUSE INTL INC 125,000 0 0.00%
525 SANBORN RESOURCE LTD 5,000 0 0.00%
526 COMMERCE ENERGY GRP 8,000 0 0.00%
527 USA URANIUM CORP XXX 400,000 0 0.00%
528 VIVUS INC 100 0 0.00%
529 Comstock Mining Inc 100 0 0.00%
530 ASTERIAS BIOTHERAPEUTICS INC COM SER A 12 0 0.00%
531 BIOTIME INC 14 0 0.00%
532 GENERAL MTRS CO 6 0 0.00%
533 HUDBAY MINERALS INC 170 0 0.00%
534 Eagle Broadband Inc Nx 22 0 0.00%
535 BEESTON ENTERPRISES 9,000 0 0.00%
536 RED HAT INC 5 0 0.00%
537 JAYHAWK ENERGY INC 15,600 0 0.00%
538 AMARIN CORP PLC 100 0 0.00%
539 Magnum Hunter Res Corp Del Wts 04/15/16 51 0 0.00%
540 Pinnacle Entertainment 8 0 0.00%
541 VAPE HLDGS INC 500 0 0.00%
542 CHINA CGAME INC 334 0 0.00%
543 FAIRPOINT COMMUNICATIONS INC COM NO STOCKHOLDER EQUITY 01/24/2011 2 0 0.00%
544 TRUE GOLD MINING INC F 793 0 0.00%
545 STRATEGIC RESOURCES LXXX 5,500 0 0.00%
546 DREAM MARKETING INC 10 0 0.00%
547 UNISYS CORP 1 0 0.00%
548 GLOBAL NETWORKS CORP 5 0 0.00%
549 LUMEN TECHNOLOGIES INC 2 0 0.00%
550 FUELCELL ENERGY INC COM 300 0 0.00%
Page 11 of 12

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001140361-15-041037, filed 2015.11.13).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.