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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 17 Institutional holders with a total value of $34,136,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 846,819 14,573,000 42.69%
2 BANK OF AMERICA CORP /DE/ 666,655 11,473,000 33.61%
3 LPL Financial LLC 163,014 2,902,000 8.50%
4 SUSQUEHANNA INTERNATIONAL GROUP, LLP 106,617 1,830,000 5.36%
5 ROYAL BANK OF CANADA 62,768 1,080,000 3.16%
6 JANE STREET GROUP, LLC 48,735 839,000 2.46%
7 UBS Group AG 34,698 597,000 1.75%
8 Commonwealth Equity Services, Inc 12,365 213,000 0.62%
9 Fusion Investment Group, LLC 11,431 197,000 0.58%
10 AMERICAN INTERNATIONAL GROUP, INC. 8,574 148,000 0.43%
11 CITADEL ADVISORS LLC 6,145 105,000 0.31%
12 CITIGROUP INC 5,500 94,000 0.28%
13 MSI Financial Services Inc 4,109 71,000 0.21%
14 BENJAMIN F. EDWARDS & COMPANY, INC. 500 9,000 0.03%
15 Tower Research Capital LLC (TRC) 120 2,000 0.01%
16 LADENBURG THALMANN FINANCIAL SERVICES INC. 100 2,000 0.01%
17 Apriem Advisors 50 1,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.