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Institutional Investment Manager
CAPSTONE INVESTMENT ADVISORS, LLC
CAPSTONE INVESTMENT ADVISORS, LLC (CIK: 0001426196) incorporated in Delaware, located at 7 World Trade Center, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q4)
Original 13F HR (0001140361-15-006322) filed in 2015.02.13
#
Name
Shares
Value ($)
%
Options
Notes
101 EXXON MOBIL CORP 67,000 6,194 0.09% Call
102 EXXON MOBIL CORP 25,961 2,400 0.03%
103 Electronic Arts, Inc. 6,300,000 9,485 0.14%
104 Energy XXI LTD 45,390 147 0.00%
105 FACEBOOK INC 219,682 17,139 0.25%
106 FACEBOOK INC 400,500 31,247 0.45% Call
107 FACEBOOK INC 214,500 16,735 0.24% Put
108 Family Dollar Stores Inc 100,003 7,921 0.11%
109 GENERAL MTRS CO 66,900 2,335 0.03% Call
110 GILEAD SCIENCES INC 85,000 8,012 0.11% Call
111 GOLDMAN SACHS GROUP INC 106,000 20,545 0.29% Call
112 GOLDMAN SACHS GROUP INC 122,900 23,821 0.34% Put
113 GOOGLE INC 1,096 576 0.01%
114 GOPRO INC 120,700 7,630 0.11% Put
115 GOPRO INC 179,600 11,354 0.16% Call
116 HALLIBURTON CO 61,600 2,422 0.03%
117 HARVEST NATURAL RESOURCES IN 670,700 1,213 0.02% Call
118 HCA HOLDINGS INC 18,000 1,321 0.02% Call
119 HCA HOLDINGS INC 12,500 917 0.01% Put
120 HEALTH CARE REIT INC 21,529,000 32,311 0.46%
121 HENNESSY CAP ACQUISITION COR 500,000 4,925 0.07%
122 HERBALIFE LTD 54,500 2,054 0.03% Call
123 HERBALIFE LTD 232,300 8,757 0.13% Put
124 HERBALIFE LTD 736,964 27,783 0.40%
125 HORNBECK OFFSHORE SVCS IN 71,300 1,780 0.03%
126 HUDSON CITY BANCORP INC 450,000 4,554 0.07%
127 HUDSON CITY BANCORP INC 679,200 6,873 0.10% Put
128 ILLUMINA INC 19,800 3,654 0.05%
129 INSULET CORP 2 06/15/2019 8,000,000 9,542 0.14%
130 INTELSAT S A COM 200,000 3,472 0.05%
131 INTERNATIONAL BUSINESS MACHS 21,500 3,449 0.05% Call
132 INTERNATIONAL BUSINESS MACHS 5,000 802 0.01% Put
133 INTERNATIONAL BUSINESS MACHS 19,911 3,194 0.05%
134 INTL RECTIFIER COR 108,000 4,309 0.06%
135 INTL RECTIFIER COR 111,500 4,448 0.06% Put
136 INVESCO MORTGAGE CAPITAL INC 241,300 3,732 0.05% Put
137 IONIS PHARMACEUTICAL 133,124 8,219 0.12%
138 ISHARES 340,000 12,433 0.18% Call
139 ISHARES 200,100 7,317 0.10% Put
140 ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF 500,000 44,800 0.64% Put
141 ISHARES NASDAQ BIOTECHNOLOGY ETF 29,400 15,601 0.22% Call
142 ISHARES NASDAQ BIOTECHNOLOGY ETF 3,300 1,751 0.03% Put
143 ISHARES NASDAQ BIOTECHNOLOGY ETF 3,238 1,718 0.02%
144 ISHARES SILVER TR 400,000 6,024 0.09% Call
145 ISHARES TR 13,989,600 549,651 7.88% Call
146 ISHARES TR 565,700 34,417 0.49% Put
147 ISHARES TR 150,281 9,143 0.13%
148 ISHARES TR 1,659,900 69,085 0.99% Call
149 ISHARES TR 4,322,000 179,881 2.58% Put
150 ISHARES TR 175,600 10,683 0.15% Call
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