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Institutional Investment Manager
CAPSTONE INVESTMENT ADVISORS, LLC
CAPSTONE INVESTMENT ADVISORS, LLC (CIK: 0001426196) incorporated in Delaware, located at 7 World Trade Center, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q4)
Original 13F HR (0001140361-15-006322) filed in 2015.02.13
#
Name
Shares
Value ($)
%
Options
Notes
251 NEWMONT CORP 64,672 1,222 0.02%
252 HARVEST NATURAL RESOURCES IN 670,700 1,213 0.02% Call
253 PENNEY J C INC 183,300 1,187 0.02% Put
254 JOURNAL COMMUNICAT 100,000 1,143 0.02%
255 MICHAEL KORS HLDGS LTD 15,000 1,126 0.02% Call
256 ORACLE CORP 25,000 1,124 0.02% Call
257 CHEVRON CORP NEW 10,000 1,121 0.02% Put
258 SIRIUS XM HOLDINGS INC 300,000 1,050 0.02%
259 JOHNSON & JOHNSON 10,000 1,045 0.01% Put
260 LEAP WIRELESS INTERNATIONAL IN 400,000 1,010 0.01%
261 Adt Corp 27,200 985 0.01% Put
262 MICROSOFT CORP 21,200 984 0.01% Call
263 PENNEY J C INC 151,384 980 0.01%
264 SHIRE PLC 4,600 977 0.01% Put
265 AKAMAI TECHNOLOGIES INC 15,400 969 0.01%
266 TRANSOCEAN LTD 52,400 960 0.01% Put
267 PEPSICO INC 9,900 936 0.01% Call
268 CTRIP COM INTL LTD 20,323 924 0.01%
269 HCA HEALTHCARE INC 12,500 917 0.01% Put
270 VIRNETX HLDG CORP 155,500 853 0.01% Put
271 VIRNETX HLDG CORP 155,500 853 0.01%
272 AVANIR PHARMACEUTICALS INC CL 50,200 850 0.01% Call
273 C H ROBINSON WORLDWIDE INC 10,800 808 0.01% Call
274 INTERNATIONAL BUSINESS MACHS 5,000 802 0.01% Put
275 SERVICESOURCE INTL INC 1,000,000 775 0.01%
276 ISHARES TR 6,151 735 0.01%
277 CENTERPOINT ENERGY INC 28,900 677 0.01% Call
278 ORACLE CORP 14,900 670 0.01% Put
279 Adt Corp 16,900 612 0.01% Call
280 PHILIP MORRIS INTL INC 7,500 610 0.01% Call
281 STARBUCKS CORP 7,400 607 0.01% Call
282 TALISMAN ENERGY INC. 76,000 595 0.01% Call
283 GOOGLE INC 1,096 576 0.01%
284 ALIBABA GROUP HLDG LTD 5,400 561 0.01% Call
285 AMERICAN RLTY CAP PPTYS INC 60,000 543 0.01% Call
286 KEURIG GREEN MTN INC 4,069 538 0.01%
287 SINA CORP 13,773 515 0.01%
288 TRW AUTOMOTIVE HLDGS CORP 4,900 503 0.01% Call
289 EL POLLO LOCO HLDGS INC 25,000 499 0.01% Put
290 AKAMAI TECHNOLOGIES INC 7,500 472 0.01% Call
291 DEERE & CO 5,000 442 0.01% Call
292 VERIZON COMMUNICATIONS INC 8,900 416 0.01% Put
293 VIPSHOP HLDGS LTD 21,150 413 0.01%
294 KEURIG GREEN MTN INC 3,100 410 0.01% Put
295 VIPSHOP HLDGS LTD 20,000 390 0.01% Put
296 ALIBABA GROUP HLDG LTD 3,700 384 0.01% Put
297 ISHARES TR 1,201 364 0.01%
298 VERISIGN INC 6,272 357 0.01%
299 SIRIUS XM HOLDINGS INC 100,000 350 0.01% Call
300 EL POLLO LOCO HLDGS INC 17,500 349 0.01% Call
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