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Institutional Investment Manager
CAPSTONE INVESTMENT ADVISORS, LLC
CAPSTONE INVESTMENT ADVISORS, LLC (CIK: 0001426196) incorporated in Delaware, located at 7 World Trade Center, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q4)
Original 13F HR (0001140361-15-006322) filed in 2015.02.13
#
Name
Shares
Value ($)
%
Options
Notes
1 SOHU COM INC 81 4 0.00%
2 MERCK & CO INC 114 6 0.00%
3 Intl Game Technology 300 5 0.00% Put
4 QUALCOMM INC 1,021 75 0.00%
5 GOOGLE INC 1,096 576 0.01%
6 ISHARES TR 1,201 364 0.01%
7 PENNEY J C 1,600 10 0.00% Call
8 CATERPILLAR INC 1,764 161 0.00%
9 COMCAST CORP NEW 1,991 115 0.00%
10 COVIDIEN PLC 2,400 245 0.00% Call
11 PEPSICO INC 2,957 279 0.00%
12 KEURIG GREEN MTN INC 3,100 410 0.01% Put
13 ISHARES NASDAQ BIOTECHNOLOGY ETF 3,238 1,718 0.02%
14 ISHARES NASDAQ BIOTECHNOLOGY ETF 3,300 1,751 0.03% Put
15 SHUTTERFLY INC 3,600 150 0.00% Put
16 ALIBABA GROUP HLDG LTD 3,700 384 0.01% Put
17 CHINA MOBILE LIMITED 4,000 235 0.00% Call
18 KEURIG GREEN MTN INC 4,069 538 0.01%
19 SHIRE PLC 4,600 977 0.01% Put
20 TRW AUTOMOTIVE HLDGS CORP 4,900 503 0.01% Call
21 DEERE & CO 5,000 442 0.01% Call
22 INTERNATIONAL BUSINESS MACHS 5,000 802 0.01% Put
23 ALIBABA GROUP HLDG LTD 5,400 561 0.01% Call
24 SOHU COM INC 5,800 308 0.00% Put
25 PRICELINE GRP INC 6,081 6,933 0.10%
26 ISHARES TR 6,151 735 0.01%
27 VERISIGN INC 6,272 357 0.01%
28 VIPSHOP HLDGS LTD 7,000 136 0.00% Call
29 EL POLLO LOCO HLDGS INC 7,100 141 0.00%
30 STARBUCKS CORP 7,400 607 0.01% Call
31 AKAMAI TECHNOLOGIES INC 7,500 472 0.01% Call
32 PHILIP MORRIS INTL INC 7,500 610 0.01% Call
33 TRANSOCEAN LTD 8,200 150 0.00% Call
34 VERIZON COMMUNICATIONS INC 8,900 416 0.01% Put
35 AIR PRODS & CHEMS INC 9,000 1,298 0.02% Call
36 NETFLIX INC 9,000 3,074 0.04% Put
37 PEPSICO INC 9,900 936 0.01% Call
38 JOHNSON & JOHNSON 10,000 1,045 0.01% Put
39 CHEVRON CORP NEW 10,000 1,121 0.02% Put
40 Intuit Inc 10,700 2,457 0.04% Call
41 C H ROBINSON WORLDWIDE INC 10,800 808 0.01% Call
42 CHESAPEAKE ENERGY CORP 11,400 222 0.00%
43 HCA HOLDINGS INC 12,500 917 0.01% Put
44 SINA CORP 13,773 515 0.01%
45 APPLIED MICRO CIRCUITS ORD 14,152 92 0.00%
46 ORACLE CORP 14,900 670 0.01% Put
47 MICHAEL KORS HLDGS LTD 15,000 1,126 0.02% Call
48 AKAMAI TECHNOLOGIES INC 15,400 969 0.01%
49 Adt Corp 16,900 612 0.01% Call
50 EL POLLO LOCO HLDGS INC 17,500 349 0.01% Call
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