Dark
Light
System
Security
CATERPILLAR INC
CATERPILLAR INC. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 1,276 Institutional holders with a total value of $39,623,331,355.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 STATE STREET CORP 59,086,900 5,408,230,000 13.65%
2 VANGUARD GROUP INC 37,804,827 3,460,276,000 8.73%
3 STATE FARM MUTUAL AUTOMOBILE INSURANCE CO 19,707,800 1,803,855,000 4.55%
4 BlackRock Institutional Trust Company, N.A. 16,013,897 1,465,752,000 3.70%
5 GATES FOUNDATION TRUST 11,260,857 1,030,706,000 2.60%
6 Bank of New York Mellon Corp 10,535,226 964,289,000 2.43%
7 Capital World Investors 10,860,707 868,531,000 2.19%
8 WELLINGTON MANAGEMENT GROUP LLP 8,894,353 814,101,000 2.05%
9 NORTHERN TRUST CORP 8,150,711 746,035,000 1.88%
10 FMR LLC 7,918,527 724,784,000 1.83%
11 WADDELL & REED FINANCIAL INC 7,198,007 658,834,000 1.66%
12 BlackRock Fund Advisors 6,436,533 589,136,000 1.49%
13 BANK OF AMERICA CORP /DE/ 6,380,915 584,046,000 1.47%
14 PRIMECAP MANAGEMENT CO/CA/ 5,835,280 534,103,000 1.35%
15 Invesco Ltd. 5,455,023 499,298,000 1.26%
16 MASTERS CAPITAL MANAGEMENT LLC 5,000,000 457,650,000 1.16% Call
17 MORGAN STANLEY 4,863,617 445,166,000 1.12%
18 GEODE CAPITAL MANAGEMENT, LLC 4,834,564 441,971,000 1.12%
19 JPMORGAN CHASE & CO 4,636,125 424,343,000 1.07%
20 BlackRock Group LTD 4,516,513 413,396,000 1.04%
21 FRANKLIN RESOURCES INC 4,443,399 406,705,000 1.03%
22 SUSQUEHANNA INTERNATIONAL GROUP, LLP 4,123,800 377,452,000 0.95% Call
23 SUSQUEHANNA INTERNATIONAL GROUP, LLP 4,094,100 374,733,000 0.95% Put
24 EATON VANCE MANAGEMENT 3,675,751 336,441,000 0.85%
25 AMERICAN CENTURY COMPANIES INC 3,545,740 324,542,000 0.82%
26 NORGES BANK 3,215,791 294,342,000 0.74%
27 LSV ASSET MANAGEMENT 2,564,629 234,740,000 0.59%
28 Legal & General Group Plc 2,528,165 231,421,000 0.58%
29 Capital Research Global Investors 2,887,600 230,921,000 0.58%
30 ALLIANCEBERNSTEIN L.P. 2,298,406 210,373,000 0.53%
31 CITIGROUP INC 2,283,000 208,963,000 0.53% Put
32 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 2,275,042 208,234,000 0.53%
33 CREDIT SUISSE AG/ 2,271,042 207,870,000 0.52%
34 WELLS FARGO & COMPANY/MN 2,249,342 205,883,000 0.52%
35 LORD, ABBETT & CO. LLC 2,240,400 205,064,000 0.52%
36 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 2,138,111 195,702,000 0.49%
37 PRICE T ROWE ASSOCIATES INC /MD/ 2,128,939 194,862,000 0.49%
38 ROYAL LONDON ASSET MANAGEMENT LTD 194,330 180,018,000 0.45%
39 DEUTSCHE BANK AG\ 1,932,864 176,909,000 0.45%
40 GOLDMAN SACHS GROUP INC 1,871,838 171,330,000 0.43%
41 TIAA CREF INVESTMENT MANAGEMENT LLC 1,866,495 170,840,000 0.43%
42 NEW YORK STATE COMMON RETIREMENT FUND 1,710,696 156,580,000 0.40%
43 MANUFACTURERS LIFE INSURANCE COMPANY, THE 1,692,142 154,880,000 0.39%
44 ROYAL BANK OF CANADA 1,636,174 149,758,000 0.38%
45 MANAGED ACCOUNT ADVISORS LLC 1,630,717 149,259,000 0.38%
46 CREDIT AGRICOLE S A 1,661,283 145,876,000 0.37%
47 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 1,826,829 145,872,000 0.37%
48 FAYEZ SAROFIM & CO 1,568,445 143,632,000 0.36%
49 HSBC HOLDINGS PLC 1,537,025 140,759,000 0.36%
50 Sumitomo Mitsui Trust Group, Inc. 1,492,315 137,050,000 0.35%
Page 1 of 26

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.