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Institutional Investment Manager
CAPSTONE INVESTMENT ADVISORS, LLC
CAPSTONE INVESTMENT ADVISORS, LLC (CIK: 0001426196) incorporated in Delaware, located at 7 World Trade Center, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Original 13F HR (0001172661-16-004162) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
551 QUALCOMM INC 667,800 45,744 1.00% Call
552 QUINPARIO ACQUISITION CORP 2 1,500,000 14,864 0.33%
553 QUINTILES IMS HOLDINGS INC 12,896 1,045 0.02%
554 RACKSPACE HOSTING INC 232,310 7,361 0.16%
555 RAMBUS INC DEL 15,202 190 0.00%
556 RAPTOR PHARMACEUTICAL CORP 200,000 1,794 0.04% Call
557 RBC BEARINGS INC 3,758 287 0.01%
558 RESMED INC 35,900 2,325 0.05%
559 RITE AID CORP 3,473,400 26,710 0.58% Call
560 RLI CORP 7,872 538 0.01%
561 ROCKWELL COLLINS INC 7,101 598 0.01%
562 ROYAL CARIBBEAN GROUP 30,000 2,248 0.05% Call
563 RPM INTL INC 45,818 2,461 0.05%
564 Ruby Tuesday Inc 31,793 1,023 0.02%
565 SBA COMMUNICATIONS CORP 11,689 1,311 0.03%
566 SCANA 3,300 238 0.01%
567 SCANSOURCE INC 14,871 542 0.01%
568 SCHLUMBERGER LTD 74,058 5,823 0.13%
569 SEASPAN CORP SHS 15,100 201 0.00%
570 SEATTLE GENETICS INC 16,004 864 0.02%
571 SEI INVESTMENTS CO 6,051 275 0.01%
572 SELECT SECTOR SPDR TR 225,200 15,901 0.35% Put
573 SELECT SECTOR SPDR TR 82,300 1,588 0.03% Put
574 SELECT SECTOR SPDR TR 217,500 15,357 0.34% Call
575 SELECT SECTOR SPDR TR 140,800 2,717 0.06% Call
576 SENSATA TECHNOLOGIES HLDG NV 25,660 995 0.02%
577 SHERWIN WILLIAMS CO 9,800 2,711 0.06%
578 SHIP FINANCE INTERNATIONAL L 16,000 235 0.01%
579 SIGNATURE BANK 57,479 6,808 0.15%
580 SINCLAIR BROADCAST GROUP INC 36,500 1,054 0.02%
581 SIRIUS XM HOLDINGS INC 1,715,270 7,152 0.16%
582 SKYWEST INC 11,300 298 0.01%
583 SLM CORP 30,946 231 0.01%
584 SMART AND FINAL STORES INC COM 23,102 295 0.01%
585 SNAP ON INC 14,046 2,134 0.05%
586 SOLARCITY CORP 40,590 793 0.02%
587 SOLAZYME INC 2,202,000 1,058 0.02%
588 SOUTHWESTERN ENERGY CO 97,118 1,344 0.03%
589 SPDR S&P 500 ETF TR 165,000 35,689 0.78% Put
590 SPECTRUM BRANDS HLDGS INC 1,800 247 0.01%
591 SPIRE INC COM 6,100 388 0.01%
592 SPIRIT AEROSYSTEMS HLDGS INC 50,964 2,269 0.05%
593 SPIRIT AIRLS INC 16,400 697 0.02%
594 SPRINT CORP 196,113 1,300 0.03%
595 SQUARE INC 22,610 263 0.01%
596 SS&C TECHNOLOGIES HLDGS INC 7,800 250 0.01%
597 ST JUDE MED INC 99,198 7,912 0.17%
598 STANLEY BLACK &DECKER INC 15,500 1,906 0.04%
599 STARBUCKS CORP 137,343 7,435 0.16%
600 STARWOOD PPTY TR INC 10,000,000 11,012 0.24%
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