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Institutional Investment Manager
CAPSTONE INVESTMENT ADVISORS, LLC
CAPSTONE INVESTMENT ADVISORS, LLC (CIK: 0001426196) incorporated in Delaware, located at 7 World Trade Center, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Original 13F HR (0001172661-16-004162) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
651 SCANA 3,300 238 0.01%
652 MEAD JOHNSON NUTRITI 3,000 237 0.01% Call
653 SHIP FINANCE INTERNATIONAL L 16,000 235 0.01%
654 DIODES INC COM 10,982 234 0.01%
655 MCEWEN MINING INC COM 63,300 232 0.01%
656 PROOFPOINT INC 3,100 232 0.01%
657 AMAG PHARMACEUTICALS INC 9,500 232 0.01%
658 SLM CORP 30,946 231 0.01%
659 FACEBOOK INC 1,800 230 0.01% Put
660 Marcus & Millichap Inc Com 8,722 228 0.00%
661 IXIA COM 18,120 226 0.00%
662 LIGAND PHARMACEUTICALS INC 2,211 225 0.00%
663 GLOBALSTAR INC 185,127 224 0.00%
664 CEB Inc 4,100 223 0.00%
665 HMS HOLDINGS CORPORATION 10,080 223 0.00%
666 ZYNGA INC 76,957 223 0.00%
667 NATIONSTAR MTG HLDGS INCORPORATED 15,001 222 0.00%
668 POOL CORPORATION 2,341 221 0.00%
669 ACCENTURE PLC IRELAND 1,804 220 0.00%
670 CAESARSTONE LTD 5,800 218 0.00%
671 HERCULES CAPITAL INC 16,036 217 0.00%
672 EVERCORE PARTNERS INC 4,209 216 0.00%
673 WELLS FARGO & CO NEW 4,900 216 0.00% Call
674 MSG NETWORK INC 11,652 216 0.00%
675 QEP RES INC 11,038 215 0.00%
676 ITRON INC 3,826 213 0.00%
677 BIG LOTS INC 4,400 210 0.00%
678 NAVIGANT CONSULTING INC 10,365 209 0.00%
679 NORTHWEST NAT GAS CO 3,451 207 0.00%
680 TRIMBLE INC 7,282 207 0.00%
681 GENERAL ELECTRIC CO 7,000 207 0.00% Put
682 Axovant Sciences LTD 14,664 205 0.00%
683 PACIRA PHARMACEUTICALS INC 6,000 205 0.00%
684 Evolent Health, Inc. 8,265 203 0.00%
685 MELLANOX TECHNOLOGIES LTD 4,679 202 0.00%
686 FIRST SOLAR INC 5,100 201 0.00%
687 SEASPAN CORP SHS 15,100 201 0.00%
688 DIPLOMAT PHARMACY INC COM 7,154 200 0.00%
689 AMICUS THERAPEUTICS INC COM 26,700 197 0.00%
690 RAMBUS INC DEL 15,202 190 0.00%
691 BERKSHIRE HATHAWAY INC DEL 1,300 187 0.00% Put
692 NCI BLDG SYS INC 12,800 186 0.00%
693 INTEL CORP 4,908 185 0.00%
694 VALEANT PHARMACEUTICALS INTL 7,500 184 0.00% Put
695 INSYS THERAPEUTICS INC NEW COM NEW 15,600 183 0.00%
696 TAYLOR MORRISON HOME CORP CL A 10,262 180 0.00%
697 MBIA INC 22,928 178 0.00%
698 Laredo Petroleum Inc 13,400 172 0.00%
699 NORDIC AMERICAN TANKERS LIMI 15,181 153 0.00%
700 INFOBLOX INC 5,300 139 0.00%
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