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Institutional Investment Manager
CAPSTONE INVESTMENT ADVISORS, LLC
CAPSTONE INVESTMENT ADVISORS, LLC (CIK: 0001426196) incorporated in Delaware, located at 7 World Trade Center, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Original 13F HR (0001172661-16-004162) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
51 APPLE INC 1,677,259 189,614 4.15%
52 APPLE INC 2,882,100 325,821 7.13% Put
53 APPLE INC 1,736,200 196,277 4.30% Call
54 APPLIED MATLS INC 135,049 4,071 0.09%
55 AQUA AMERICA INC 16,200 493 0.01%
56 ARAMARK 18,599 707 0.02%
57 ARTISAN PARTNERS ASSET MGMT 9,110 247 0.01%
58 ASSURED GUARANTY LTD COM 10,986 304 0.01%
59 AT&T INC 278,800 11,322 0.25% Put
60 AT&T INC 889,100 36,106 0.79% Call
61 AT&T INC 147,113 5,974 0.13%
62 ATHENA HEALTH INC. 2,200 277 0.01%
63 ATLASSIAN CORP PLC 36,241 1,086 0.02%
64 ATMOS ENERGY CORP 7,000 521 0.01%
65 AUTODESK INC 63,008 4,557 0.10%
66 AUTONATION INC 20,713 1,008 0.02%
67 AVG Technologies NV 521,500 13,042 0.29% Put
68 AXALTA COATING SYS LTD 37,164 1,050 0.02%
69 AXIS CAPITAL HOLDINGS LTD 7,000 380 0.01%
70 Alcoa 219,702 2,227 0.05%
71 Alon USA Energy, Inc. 11,900 95 0.00% Put
72 Axovant Sciences LTD 14,664 205 0.00%
73 BAIDU INC 113,400 20,646 0.45% Call
74 BAIDU INC 3,700 673 0.01% Put
75 BALL CORP 18,091 1,482 0.03%
76 BANC OF CALIFORNIA INC COM 15,900 277 0.01%
77 BANK AMER CORP 118,908 1,860 0.04%
78 BANK OF THE OZARKS INC 99,362 3,815 0.08%
79 BANKUNITED INC 31,400 948 0.02%
80 BARCLAYS BK PLC 25,918 883 0.02%
81 BARCLAYS BK PLC 468,300 15,954 0.35% Call
82 BARCLAYS BK PLC 21,500 732 0.02% Put
83 BARNES GROUP INC COM 10,499 425 0.01%
84 BATS GLOBAL MARKETS ORD (BATS) 33,096 997 0.02%
85 BAXTER INTL INC 38,905 1,851 0.04%
86 BEACON ROOFING SUPPLY INC 6,627 278 0.01%
87 BELDEN INC 11,198 772 0.02%
88 BERKSHIRE HATHAWAY INC DEL 11,100 1,603 0.04% Call
89 BERKSHIRE HATHAWAY INC DEL 1,300 187 0.00% Put
90 BEST BUY INC 105,947 4,045 0.09%
91 BGC PARTNERS INC 63,635 556 0.01%
92 BIG LOTS INC 4,400 210 0.00%
93 BLACK HILLS CORP 8,600 526 0.01%
94 BLACKBAUD INC 5,900 391 0.01%
95 BLACKHAWK NETWORK 33,300 1,004 0.02%
96 BLACKROCK INC 3,385 1,226 0.03%
97 BLOOMIN BRANDS INC 21,100 363 0.01%
98 BLUE BUFFALO PET PRODS INC 51,900 1,233 0.03%
99 BOEING CO 180,100 23,726 0.52% Call
100 BOISE CASCADE CO DEL COM 17,254 438 0.01%
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