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Institutional Investment Manager
CAPSTONE INVESTMENT ADVISORS, LLC
CAPSTONE INVESTMENT ADVISORS, LLC (CIK: 0001426196) incorporated in Delaware, located at 7 World Trade Center, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Original 13F HR (0001172661-16-004162) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
251 TRI POINTE HOMES INC COM 49,440 651 0.01%
252 SNYDERS-LANCE INC 19,400 651 0.01%
253 FRANKLIN RESOURCES INC 18,400 654 0.01%
254 FISERV INC 6,628 659 0.01%
255 KINDRED HEALTHCARE INC 65,099 665 0.01%
256 MERCK & CO INC 10,700 667 0.01% Put
257 CNO FINL GROUP INC 43,995 671 0.01%
258 HALLIBURTON CO 15,000 673 0.01% Put
259 BAIDU INC 3,700 673 0.01% Put
260 ALLETE INC COM NEW 11,307 674 0.01%
261 PENN ENTERTAINMENT INC COM 50,096 679 0.01%
262 EQT CORP 9,404 682 0.01%
263 JOHNSON & JOHNSON 5,800 685 0.01% Put
264 MINERALS TECHNOLOGIES INC 9,729 687 0.02%
265 TRANSDIGM GROUP INC 2,390 690 0.02%
266 HELEN OF TROY CORP LTD 8,033 692 0.02%
267 SPIRIT AIRLS INC 16,400 697 0.02%
268 CRAY INC 29,806 701 0.02%
269 ARAMARK 18,599 707 0.02%
270 PFIZER INC 21,300 721 0.02% Put
271 TELEPHONE DATA SYS INC 26,600 722 0.02%
272 MB FINL INC 19,000 722 0.02%
273 HARRIS CORP 7,900 723 0.02%
274 BARCLAYS BK PLC 21,500 732 0.02% Put
275 STILLWATER MNG CO 54,990 734 0.02%
276 SERVICEMASTER GLOBAL HLDGS I 21,800 734 0.02%
277 COPART INC 13,834 740 0.02%
278 KROGER CO 25,201 747 0.02%
279 PRESTIGE CONSMR HEALTHCARE I 16,006 772 0.02%
280 BELDEN INC 11,198 772 0.02%
281 TIMKEN CO COM 22,117 777 0.02%
282 POLARIS INDS INC 10,100 782 0.02%
283 LKQ CORP 22,237 788 0.02%
284 TELEFLEX INC 4,700 789 0.02%
285 SOLARCITY CORP 40,590 793 0.02%
286 GREAT WESTERN BANCORP INC COM 23,822 793 0.02%
287 ENDO INTL PLC 39,410 794 0.02%
288 JONES LANG LASALLE INC 7,002 796 0.02%
289 WESCO INTL INC 13,180 810 0.02%
290 MERCK & CO INC 13,200 823 0.02% Call
291 JOHNSON & JOHNSON 7,000 826 0.02% Call
292 TOTAL SYS SVCS INC 17,569 828 0.02%
293 TIFFANY 11,500 835 0.02%
294 PHILIP MORRIS INTL INC 8,600 836 0.02% Put
295 ALLEGION PUB LTD CO 12,200 840 0.02%
296 VANECK ETF TRUST 32,100 848 0.02% Call
297 AIR METHODS CORP 27,143 854 0.02%
298 ENVISIONHEALTHCA 38,481 856 0.02%
299 FACEBOOK INC 6,700 859 0.02% Call
300 SEATTLE GENETICS INC 16,004 864 0.02%
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