Dark
Light
System
Institutional Investment Manager
CAPSTONE INVESTMENT ADVISORS, LLC
CAPSTONE INVESTMENT ADVISORS, LLC (CIK: 0001426196) incorporated in Delaware, located at 7 World Trade Center, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Original 13F HR (0001172661-16-004162) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
301 FOOT LOCKER INC 22,665 1,534 0.03%
302 BROWN & BROWN INC 40,507 1,527 0.03%
303 MARRIOTT INTL INC NEW 22,662 1,525 0.03%
304 SUPERIOR ENERGY SVCS INC 84,759 1,517 0.03%
305 MATTEL INC 49,700 1,504 0.03%
306 PATTERSON COS INC 32,570 1,496 0.03%
307 DUN & BRADSTREET CORP DEL NE 10,930 1,493 0.03%
308 EXXON MOBIL CORP 17,100 1,492 0.03% Put
309 CATERPILLAR INC 16,800 1,491 0.03%
310 GENERAL ELECTRIC CO 50,100 1,483 0.03% Call
311 BALL CORP 18,091 1,482 0.03%
312 PACCAR INC 25,112 1,476 0.03%
313 NORDSTROM INC 28,225 1,464 0.03%
314 PPG INDS INC 13,999 1,446 0.03%
315 LUMEN TECHNOLOGIES INC 52,511 1,440 0.03%
316 D R HORTON INC 47,680 1,439 0.03%
317 GREAT PLAINS ENERGY INC 52,700 1,438 0.03%
318 COPA HOLDINGS SA 16,244 1,428 0.03%
319 WEST PHARMACEUTICAL SVSC INC 18,995 1,415 0.03%
320 TRAVELERS COMPANIES INC 12,300 1,408 0.03%
321 NRG ENERGY INC 125,267 1,404 0.03%
322 SYNNEX CORP 12,200 1,392 0.03%
323 INTEL CORP 36,700 1,385 0.03% Put
324 HEXCEL CORP NEW COM 30,685 1,359 0.03%
325 SOUTHWESTERN ENERGY CO 97,118 1,344 0.03%
326 ZIONS BANCORPORATION 43,245 1,341 0.03%
327 ANSYS 14,377 1,331 0.03%
328 INTERSIL CORP 60,000 1,315 0.03% Call
329 SBA COMMUNICATIONS CORP 11,689 1,311 0.03%
330 SPRINT CORP 196,113 1,300 0.03%
331 EXELON CORP 38,619 1,285 0.03%
332 SUNEDISON SEMICONDUCTOR LTD 112,070 1,276 0.03%
333 GILEAD SCIENCES INC 16,100 1,273 0.03%
334 VIACOM INC NEW 33,113 1,261 0.03%
335 POST HLDGS INC 16,201 1,250 0.03%
336 AMERICAN INTL GROUP INC 20,800 1,234 0.03%
337 BLUE BUFFALO PET PRODS INC 51,900 1,233 0.03%
338 BLACKROCK INC 3,385 1,226 0.03%
339 BRINKER INTL INC 24,100 1,215 0.03%
340 MICROCHIP TECHNOLOGY INC. 19,500 1,211 0.03%
341 AMETEK INC NEW 25,300 1,208 0.03%
342 CHESAPEAKE ENERGY CORP 1,187,000 1,191 0.03%
343 DST SYS INC DEL 10,097 1,190 0.03%
344 ONEMAIN HLDGS INC 38,358 1,187 0.03%
345 AMYRIS INC 4,000,000 1,180 0.03%
346 KELLOGG CO 15,196 1,177 0.03%
347 EXPRESS SCRIPTS HLDG CO 16,675 1,176 0.03%
348 TRANSOCEAN LTD 110,329 1,176 0.03%
349 ABBVIE INC 18,600 1,173 0.03%
350 PFIZER INC 34,400 1,165 0.03% Call
Page 7 of 15