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Institutional Investment Manager
BENJAMIN F. EDWARDS & COMPANY, INC.
BENJAMIN F. EDWARDS & COMPANY, INC. (CIK: 0001445065) incorporated in Missouri, located at One North Brentwood Blvd, Suite 850, St. Louis, MO. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q1)
Portfolio Summary: 905 holdings with a total value of $364,657,000.
#
Name
Shares
Value ($)
%
Options
Notes
101 CBRE CLARION GLOBAL REAL EST 430 4,000 0.00%
102 SPDR SERIES TRUST 85 4,000 0.00%
103 POWERSHARES ETF TRUST 67 4,000 0.00%
104 ISHARES NORTH AMERICAN NATURAL RESOURCES ETF 100 4,000 0.00%
105 SKYWORKS SOLUTIONS INC 100 4,000 0.00%
106 BLACKROCK DEBT STRAT FD INC COM 1,000 4,000 0.00%
107 NOKIA CORP 600 4,000 0.00%
108 CareFusion 97 4,000 0.00%
109 POWERSHARES ETF TRUST 100 4,000 0.00%
110 EATON VANCE ENHANCED EQ INC 320 4,000 0.00%
111 POWERSHARES ETF TR II 87 4,000 0.00%
112 SHORETEL INC 500 4,000 0.00%
113 CIRCOR INTL INC COM 50 4,000 0.00%
114 POWERSHARES ETF TRUST 199 4,000 0.00%
115 GREAT PLAINS ENERGY INC 200 5,000 0.00%
116 BLACK DIAMOND INC 400 5,000 0.00%
117 GAMESTOP CORP NEW 110 5,000 0.00%
118 Key Energy Services, Inc. 500 5,000 0.00%
119 EAGLE ROCK ENERGY PARTNERS L 1,000 5,000 0.00%
120 URS CORP 100 5,000 0.00%
121 iShares iBonds Mar 2023 Term Corp exFncl 53 5,000 0.00%
122 iShares iBonds Mar 2020 Term Corp exFncl 50 5,000 0.00%
123 ROSS STORES INC 70 5,000 0.00%
124 ALIGN TECHNOLOGY INC 100 5,000 0.00%
125 BOARDWALK PIPELINE PARTNERS UT LTD PARTNER 400 5,000 0.00%
126 HAWAIIAN ELEC INDUSTRIES COM 200 5,000 0.00%
127 MOTOROLA SOLUTIONS INC 71 5,000 0.00%
128 A O SMITH 100 5,000 0.00%
129 CONSTELLATION BRANDS INC 61 5,000 0.00%
130 PRINCIPAL FIN GROUP 100 5,000 0.00%
131 ISHARES TR 48 5,000 0.00%
132 HANESBRANDS INC 59 5,000 0.00%
133 ISHARES TR 57 5,000 0.00%
134 MARSH & MCLENNAN COS INC 103 5,000 0.00%
135 Navidea Biopharm Inc 3,000 6,000 0.00%
136 CORNING INC 300 6,000 0.00%
137 DISCOVER FINL SVCS 100 6,000 0.00%
138 NUVEEN AMT FREE QLTY MUN INC 500 6,000 0.00%
139 SPDR INDEX SHS FDSDJ GLB RL ES ETF 147 6,000 0.00%
140 IAC INTERACTIVECORP 85 6,000 0.00%
141 El Paso Partners Pipeline 200 6,000 0.00%
142 JARDEN CORP 105 6,000 0.00%
143 LEAR CORP 75 6,000 0.00%
144 REDWOOD TR INC 300 6,000 0.00%
145 ALASKA AIR GROUP INC 65 6,000 0.00%
146 COMPANHIA DE SANEAMENTO BASI 600 6,000 0.00%
147 PLUM CREEK TIMBER 152 6,000 0.00%
148 RAYONIER INC 127 6,000 0.00%
149 COMMERCE BANCSHARES INC 126 6,000 0.00%
150 MANITOWOC INC COM 200 6,000 0.00%
Page 3 of 19

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001445065-14-000012, filed 2014.04.14).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.