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PRINCIPAL FINANCIAL GROUP
PRINCIPAL FINANCIAL GROUP. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 401 Institutional holders with a total value of $8,658,114,681.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 VANGUARD GROUP INC 19,814,825 911,284,000 10.53%
2 Capital Research Global Investors 19,587,600 900,834,000 10.40%
3 NIPPON LIFE INSURANCE CO 18,137,000 834,121,000 9.63%
4 STATE STREET CORP 12,092,343 556,133,000 6.42%
5 Bank of New York Mellon Corp 12,046,706 554,027,000 6.40%
6 HARRIS ASSOCIATES L P 10,036,163 461,563,000 5.33%
7 WELLINGTON MANAGEMENT GROUP LLP 9,249,754 425,397,000 4.91%
8 NORTHERN TRUST CORP 7,978,846 366,946,000 4.24%
9 BlackRock Institutional Trust Company, N.A. 7,246,032 333,245,000 3.85%
10 GOLDMAN SACHS GROUP INC 6,329,203 291,080,000 3.36%
11 BlackRock Fund Advisors 3,688,194 169,620,000 1.96%
12 CITADEL ADVISORS LLC 2,881,055 132,499,000 1.53%
13 MAIRS & POWER INC 2,610,414 120,053,000 1.39%
14 JANUS HENDERSON INVESTORS US LLC 2,208,072 101,549,000 1.17%
15 GEODE CAPITAL MANAGEMENT, LLC 2,049,238 94,203,000 1.09%
16 BlackRock Group LTD 1,980,946 91,103,000 1.05%
17 AMERIPRISE FINANCIAL INC 1,841,302 84,681,000 0.98%
18 BANK OF AMERICA CORP /DE/ 1,742,827 80,152,000 0.93%
19 DIMENSIONAL FUND ADVISORS LP 1,584,837 72,882,000 0.84%
20 TIAA CREF INVESTMENT MANAGEMENT LLC 1,509,671 69,430,000 0.80%
21 Legal & General Group Plc 1,350,760 62,121,000 0.72%
22 TEACHERS ADVISORS, LLC 1,264,357 58,148,000 0.67%
23 Winton Capital Management Ltd 1,093,246 50,278,000 0.58%
24 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 1,018,913 46,860,000 0.54%
25 Capital International Investors 945,000 43,461,000 0.50%
26 NAVELLIER & ASSOCIATES INC 939,525 43,209,000 0.50%
27 NEW YORK STATE COMMON RETIREMENT FUND 878,550 40,405,000 0.47%
28 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 859,067 38,889,000 0.45%
29 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 782,587 35,992,000 0.42%
30 AXA S.A. 772,410 35,523,000 0.41%
31 Sumitomo Mitsui Trust Group, Inc. 741,455 34,100,000 0.39%
32 CANADA PENSION PLAN INVESTMENT BOARD 691,793 31,816,000 0.37%
33 PRUDENTIAL FINANCIAL INC 681,326 31,334,000 0.36%
34 Pine River Capital Management L.P. 666,705 30,662,000 0.35%
35 WEDGE CAPITAL MANAGEMENT L L P/NC 643,450 29,592,000 0.34%
36 HEARTLAND ADVISORS INC 621,641 28,589,000 0.33%
37 DEUTSCHE BANK AG\ 600,636 27,620,000 0.32%
38 Mitsubishi UFJ Trust & Banking Corp 597,814 27,493,000 0.32%
39 CREDIT SUISSE AG/ 586,853 26,990,000 0.31%
40 PARAMETRIC PORTFOLIO ASSOCIATES LLC 564,707 25,971,000 0.30%
41 BlackRock Investment Management, LLC 558,143 25,669,000 0.30%
42 NEW YORK STATE TEACHERS RETIREMENT SYSTEM 550,473 25,316,000 0.29%
43 ALLIANCEBERNSTEIN L.P. 549,635 25,278,000 0.29%
44 BlackRock Finance, Inc. 548,426 25,222,000 0.29%
45 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 533,733 24,546,000 0.28%
46 LSV ASSET MANAGEMENT 433,900 19,955,000 0.23%
47 STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 433,608 19,942,000 0.23%
48 MORGAN STANLEY 423,765 19,490,000 0.23%
49 JPMORGAN CHASE & CO 423,730 19,489,000 0.23%
50 ADAGE CAPITAL PARTNERS GP, L.L.C. 422,570 19,434,000 0.22%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.