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Institutional Investment Manager
BENJAMIN F. EDWARDS & COMPANY, INC.
BENJAMIN F. EDWARDS & COMPANY, INC. (CIK: 0001445065) incorporated in Missouri, located at One North Brentwood Blvd, Suite 850, St. Louis, MO. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q3)
Portfolio Summary: 1,144 holdings with a total value of $456,547,000.
#
Name
Shares
Value ($)
%
Options
Notes
1 CVD Equipment Corp 20 0 0.00%
2 POLYCOM INC 16 0 0.00%
3 UNITED ONLINE INC 4 0 0.00%
4 ETRADE GROUP 3 0 0.00%
5 Luxottica Grp Spa Adr 6 0 0.00%
6 FTD GROUP INC 6 0 0.00%
7 DAEGIS INCORPORATED 19 0 0.00%
8 FIFTH STREET 60 0 0.00%
9 Tenga Inc 315 0 0.00%
10 ALCATEL SA ADR 39 0 0.00%
11 SWIFT ENERGY CO 35 0 0.00%
12 CEL SCI CORP 11 0 0.00%
13 NEWMONT CORP 15 0 0.00%
14 Energy XXI LTD 200 0 0.00%
15 TEMPLETON GLOBAL INCOME FD COM 22 0 0.00%
16 PRIMERICA INC 28 1,000 0.00%
17 KINDER MORGAN INCORPORATED DEL WARRANT EXP 052517 1,269 1,000 0.00%
18 ISHARES MSCI GERMANY SMALL CAP INDEX FUND 22 1,000 0.00%
19 RENTECH INC COM NEW 150 1,000 0.00%
20 ISHARES TR 25 1,000 0.00%
21 SIBANYE STILLWATER 124 1,000 0.00%
22 D R HORTON INC 51 1,000 0.00%
23 PNC FINL SVCS GROUP INC 7 1,000 0.00%
24 SPDR SERIES TRUST 25 1,000 0.00%
25 CHEMOURS CO 141 1,000 0.00%
26 ISHARES TR 24 1,000 0.00%
27 Market Vctrs Rare Erth Mtls 62 1,000 0.00%
28 LEVEL 3 COMM 33 1,000 0.00%
29 POWERSHARES DWA HEALTHCARE MOMENTUM PORTFOLIO 26 1,000 0.00%
30 WP GLIMCHER IN 51 1,000 0.00%
31 FARMERS NATIONAL BANC CORP 172 1,000 0.00%
32 ALASKA COMMUNICATIONS SYS GR 425 1,000 0.00%
33 TOTAL SYS SVCS INC 25 1,000 0.00%
34 GOLD FIELDS LTD 500 1,000 0.00%
35 YAMANA GOLD INC 800 1,000 0.00%
36 ADOBE INC 18 1,000 0.00%
37 NAVISTAR INTL CORP NEW 40 1,000 0.00%
38 UNITED STATES STL CORP NEW 67 1,000 0.00%
39 HI-CRUSH PARTNERS LP 150 1,000 0.00%
40 SCRIPPS E W CO OHIO CL A NEW 62 1,000 0.00%
41 QLIK TECHNOLOGIES INC COM 40 1,000 0.00%
42 TABLEAU SOFTWARE INC CL A 17 1,000 0.00%
43 ISHARES TRUST NEW ZEALAND ETF 30 1,000 0.00%
44 LINN ENERGY LLC UNIT LTD LIAB 300 1,000 0.00%
45 VIRNETX HLDG CORP 200 1,000 0.00%
46 NUCOR CORP 35 1,000 0.00%
47 VERITIV CORP COM 19 1,000 0.00%
48 DIVERSIFIED RESTAURANT 235 1,000 0.00%
49 TRAVELCENTERS AMER LLC 50 1,000 0.00%
50 SM ENERGY CO 33 1,000 0.00%
Page 1 of 23

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001445065-15-000020, filed 2015.10.16).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.