| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 1,242,863 | 9,309,000 | 11.93% | ||
| 2 | Jefferies Group LLC | 572,000 | 4,284,000 | 5.49% | Call | |
| 3 | DEUTSCHE BANK AG\ | 571,911 | 4,282,000 | 5.49% | ||
| 4 | SPIRIT OF AMERICA MANAGEMENT CORP/NY | 570,609 | 4,275,000 | 5.48% | ||
| 5 | BANK OF AMERICA CORP /DE/ | 539,158 | 4,038,000 | 5.18% | ||
| 6 | PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C. | 509,317 | 3,815,000 | 4.89% | ||
| 7 | RENAISSANCE TECHNOLOGIES LLC | 421,348 | 3,156,000 | 4.05% | ||
| 8 | Allianz Asset Management GmbH | 413,934 | 3,100,000 | 3.97% | ||
| 9 | CREDIT SUISSE AG/ | 410,745 | 3,077,000 | 3.94% | ||
| 10 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 359,800 | 2,695,000 | 3.45% | Put | |
| 11 | BANK OF MONTREAL /CAN/ | 351,387 | 2,632,000 | 3.37% | ||
| 12 | GOLDMAN SACHS GROUP INC | 280,327 | 2,100,000 | 2.69% | ||
| 13 | Raging Capital Management, LLC | 275,000 | 2,060,000 | 2.64% | Call | |
| 14 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 263,283 | 1,972,000 | 2.53% | ||
| 15 | MILLENNIUM MANAGEMENT LLC | 249,900 | 1,872,000 | 2.40% | ||
| 16 | UBS Group AG | 230,614 | 1,727,000 | 2.21% | ||
| 17 | SELZ CAPITAL LLC | 215,079 | 1,611,000 | 2.06% | ||
| 18 | CIBC Private Wealth Group LLC | 200,000 | 1,578,000 | 2.02% | ||
| 19 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 201,500 | 1,509,000 | 1.93% | Call | |
| 20 | Jefferies Group LLC | 174,624 | 1,308,000 | 1.68% | ||
| 21 | PEAK6 Group LLC | 170,000 | 1,273,000 | 1.63% | Put | |
| 22 | CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | 158,900 | 1,190,000 | 1.53% | ||
| 23 | PEAK6 Group LLC | 157,576 | 1,180,000 | 1.51% | ||
| 24 | GUGGENHEIM CAPITAL LLC | 152,179 | 1,140,000 | 1.46% | ||
| 25 | Jefferies Group LLC | 150,000 | 1,124,000 | 1.44% | Put | |
| 26 | GSA CAPITAL PARTNERS LLP | 131,597 | 986,000 | 1.26% | ||
| 27 | UBS Group AG | 122,900 | 921,000 | 1.18% | Call | |
| 28 | POINTE CAPITAL MANAGEMENT LLC | 114,627 | 859,000 | 1.10% | ||
| 29 | BLAIR WILLIAM & CO/IL | 114,222 | 855,000 | 1.10% | ||
| 30 | PNC FINANCIAL SERVICES GROUP, INC. | 87,976 | 659,000 | 0.84% | ||
| 31 | CORRADO ADVISORS, LLC | 85,647 | 641,000 | 0.82% | ||
| 32 | Gilman Hill Asset Management, LLC | 80,205 | 601,000 | 0.77% | ||
| 33 | Spot Trading L.L.C | 63,300 | 474,000 | 0.61% | Call | |
| 34 | PALISADE CAPITAL MANAGEMENT, LP | 60,300 | 452,000 | 0.58% | ||
| 35 | BARCLAYS PLC | 61,000 | 427,000 | 0.55% | Call | |
| 36 | RAYMOND JAMES & ASSOCIATES | 56,459 | 423,000 | 0.54% | ||
| 37 | MARSHALL WACE, LLP | 47,235 | 354,000 | 0.45% | ||
| 38 | BARCLAYS PLC | 40,000 | 280,000 | 0.36% | Put | |
| 39 | CITIGROUP INC | 33,800 | 253,000 | 0.32% | Call | |
| 40 | CITIGROUP INC | 33,226 | 249,000 | 0.32% | ||
| 41 | ROYAL BANK OF CANADA | 31,910 | 239,000 | 0.31% | ||
| 42 | BARCLAYS PLC | 34,155 | 239,000 | 0.31% | ||
| 43 | Barnett & Company, Inc. | 30,820 | 231,000 | 0.30% | ||
| 44 | Spot Trading L.L.C | 29,289 | 219,000 | 0.28% | ||
| 45 | LPL Financial LLC | 24,081 | 188,000 | 0.24% | ||
| 46 | Weaver C. Barksdale & Associates, Inc. | 22,632 | 170,000 | 0.22% | ||
| 47 | Virtu KCG Holdings LLC | 22,418 | 168,000 | 0.22% | ||
| 48 | Capital Impact Advisors, LLC | 22,321 | 167,000 | 0.21% | ||
| 49 | CITIGROUP INC | 21,200 | 159,000 | 0.20% | Put | |
| 50 | Texas Yale Capital Corp. | 20,000 | 150,000 | 0.19% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
