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Institutional Investment Manager
BENJAMIN F. EDWARDS & COMPANY, INC.
BENJAMIN F. EDWARDS & COMPANY, INC. (CIK: 0001445065) incorporated in Missouri, located at One North Brentwood Blvd, Suite 850, St. Louis, MO. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q3)
Portfolio Summary: 1,144 holdings with a total value of $456,547,000.
#
Name
Shares
Value ($)
%
Options
Notes
51 MARKET VECTORS ETF TR 100,949 1,972,000 0.43%
52 ALPS ETF TR 154,559 1,929,000 0.42%
53 SPDR S&P 500 ETF TR 9,936 1,904,000 0.42%
54 MICROSOFT CORP 42,958 1,901,000 0.42%
55 CUMMINS INC 17,349 1,884,000 0.41%
56 VERIZON COMMUNICATIONS INC 42,605 1,854,000 0.41%
57 UNITED PARCEL SERVICE INC 18,625 1,838,000 0.40%
58 SANOFI 38,588 1,832,000 0.40%
59 SMUCKER J M CO 15,974 1,823,000 0.40%
60 CONOCOPHILLIPS 37,833 1,814,000 0.40%
61 WAL-MART STORES INC 27,935 1,811,000 0.40%
62 SELECT SECTOR SPDR TR 45,031 1,779,000 0.39%
63 GOOGLE INC 2,861 1,741,000 0.38%
64 HAIN CELESTIAL GROUP INC 33,699 1,739,000 0.38%
65 PFIZER INC 55,198 1,734,000 0.38%
66 VANGUARD BD INDEX FDS 21,384 1,719,000 0.38%
67 DISNEY WALT CO 16,190 1,655,000 0.36%
68 REALTY INCOME CORP 34,886 1,653,000 0.36%
69 ILLINOIS TOOL WKS INC 19,305 1,589,000 0.35%
70 FIRST TR EXCNGE TRD ALPHADEX 55,735 1,567,000 0.34%
71 SELECT SECTOR SPDR TR 25,422 1,556,000 0.34%
72 ISHARES TR 14,206 1,531,000 0.34%
73 VANGUARD INTL EQUITY INDEX F 45,803 1,516,000 0.33%
74 PEPSICO INC 16,030 1,512,000 0.33%
75 STRYKER CORP 15,525 1,461,000 0.32%
76 ORACLE CORP 40,285 1,455,000 0.32%
77 MCDONALDS CORP 14,656 1,444,000 0.32%
78 SPDR SER TR 19,320 1,394,000 0.31%
79 CHICAGO BRIDGE & IRON CO N V 34,777 1,379,000 0.30%
80 PHILIP MORRIS INTL INC 16,772 1,331,000 0.29%
81 3M CO 9,243 1,310,000 0.29%
82 KINDER MORGAN INC DEL 46,892 1,298,000 0.28%
83 ONE GAS INC COM 28,257 1,281,000 0.28%
84 GORMAN RUPP CO 53,432 1,281,000 0.28%
85 SIGMA ALDRICH 8,905 1,237,000 0.27%
86 SOUTHERN CO 27,194 1,216,000 0.27%
87 ONEOK INC NEW 37,649 1,212,000 0.27%
88 AMERICA MOVIL SAB DE CV 73,200 1,211,000 0.27%
89 INTEL CORP 39,414 1,188,000 0.26%
90 TARGET CORP 14,448 1,136,000 0.25%
91 VANGUARD INDEX FDS 8,928 1,042,000 0.23%
92 EMERSON ELEC CO 23,530 1,039,000 0.23%
93 AFLAC INC 17,438 1,014,000 0.22%
94 VANGUARD INDEX FDS 9,356 1,010,000 0.22%
95 ISHARES TR 34,866 996,000 0.22%
96 PHILLIPS 66 12,733 978,000 0.21%
97 BERKSHIRE HATHAWAY INC DEL 5 976,000 0.21%
98 JOHNSON CTLS INTL PLC 23,545 974,000 0.21%
99 SPDR INDEX SHS FDSDJ GLB RL ES ETF 21,395 966,000 0.21%
100 ISHARES MSCI EAFE SMALL CAP IDX FD 19,879 950,000 0.21%
Page 2 of 23

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001445065-15-000020, filed 2015.10.16).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.