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FIRST TR EXCHANGE TRADED ALP
FIRST TR EXCHANGE TRADED ALP. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 30 Institutional holders with a total value of $70,878,328.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 575,007 16,169,000 22.81%
2 WELLS FARGO & COMPANY/MN 522,426 14,690,000 20.73%
3 Transamerica Financial Advisors, LLC 443,384 12,468,000 17.59%
4 STIFEL FINANCIAL CORP 246,179 6,922,000 9.77%
5 LPL Financial LLC 206,369 5,960,000 8.41%
6 BB&T SECURITIES, LLC 133,021 3,740,000 5.28%
7 UBS Group AG 71,785 2,019,000 2.85%
8 BENJAMIN F. EDWARDS & COMPANY, INC. 55,735 1,567,000 2.21%
9 JANE STREET GROUP, LLC 46,370 1,304,000 1.84%
10 BANK OF AMERICA CORP /DE/ 41,590 1,170,000 1.65%
11 ROYAL BANK OF CANADA 30,545 859,000 1.21%
12 Cambridge Investment Research Advisors, Inc. 22,161 623,000 0.88%
13 GOLDMAN SACHS GROUP INC 19,508 549,000 0.77%
14 OLD NATIONAL BANCORP /IN/ 18,399 517,000 0.73%
15 CONFLUENCE INVESTMENT MANAGEMENT LLC 17,459 491,000 0.69%
16 CITADEL ADVISORS LLC 12,713 357,000 0.50%
17 Commonwealth Equity Services, Inc 12,489 351,000 0.50%
18 RAYMOND JAMES & ASSOCIATES 12,281 345,000 0.49%
19 IFC Holdings Incorporated/FL 8,364 242,000 0.34%
20 Jaffetilchin Investment Partners, LLC 7,816 220,000 0.31%
21 WFG Advisors, LP 3,705 104,000 0.15%
22 CITIGROUP INC 2,114 60,000 0.08%
23 PNC FINANCIAL SERVICES GROUP, INC. 1,398 39,000 0.06%
24 AMERICAN INTERNATIONAL GROUP, INC. 1,100 31,000 0.04%
25 D.A. DAVIDSON & CO. 1,107 31,000 0.04%
26 CWM, LLC 736 21,000 0.03%
27 MSI Financial Services Inc 475 13,000 0.02%
28 Brookstone Capital Management 359 10,000 0.01%
29 Winslow, Evans & Crocker, Inc. 226 6,328 0.01%
30 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.