| # | % | |||||
|---|---|---|---|---|---|---|
| 51 | ALMADEN MINERALS LTD | 12,613 | 15,000 | 0.00% | ||
| 52 | ARGOS THERAPEUTICS INC | 33,760 | 15,000 | 0.00% | ||
| 53 | BENITEC BIOPHARMA LTD | 50,000 | 15,000 | 0.00% | ||
| 54 | PEREGRINE PHARMACEUTICALS IN | 22,700 | 15,000 | 0.00% | Call | |
| 55 | SANDRIDGE MISSISSIPPIAN TR I | 11,157 | 16,000 | 0.00% | ||
| 56 | PENGROWTH ENERGY CORP | 15,893 | 16,000 | 0.00% | ||
| 57 | RMG NETWORKS HLDG CORP | 20,816 | 16,000 | 0.00% | ||
| 58 | PENGROWTH ENERGY CORP | 16,800 | 17,000 | 0.00% | Put | |
| 59 | NORDIC AMERN OFFSHORE LTD | 15,080 | 17,000 | 0.00% | ||
| 60 | DIANA CONTAINERSHIPS INC | 13,100 | 17,000 | 0.00% | ||
| 61 | ARGOS THERAPEUTICS INC | 37,200 | 17,000 | 0.00% | Put | |
| 62 | ALMADEN MINERALS LTD | 14,800 | 17,000 | 0.00% | Call | |
| 63 | WRIGHT MED GROUP N V | 10,876 | 17,000 | 0.00% | ||
| 64 | ALMADEN MINERALS LTD | 14,500 | 17,000 | 0.00% | Put | |
| 65 | EV Energy Partners, L.P. | 11,300 | 17,000 | 0.00% | Put | |
| 66 | SPHERE 3D CORP NEW | 81,100 | 18,000 | 0.00% | Put | |
| 67 | LOMBARD MEDICAL INC | 22,786 | 18,000 | 0.00% | ||
| 68 | AMPIO PHARMACEUTICALS INC | 22,800 | 18,000 | 0.00% | Put | |
| 69 | SECOND SIGHT MED PRODS INC | 14,500 | 18,000 | 0.00% | Put | |
| 70 | INSTITUTIONAL FINL MKTS INC | 15,364 | 18,000 | 0.00% | ||
| 71 | NII HLDGS INC COM PAR 0.001 | 14,400 | 19,000 | 0.00% | Call | |
| 72 | CRYSTAL ROCK HLDGS INC | 22,613 | 19,000 | 0.00% | ||
| 73 | SIFY TECHNOLOGIES LTD | 21,599 | 19,000 | 0.00% | ||
| 74 | MEMORIAL PRODTN PARTNERS LP | 158,300 | 19,000 | 0.00% | Put | |
| 75 | CHINA AUTO LOGISTICS INC | 12,341 | 19,000 | 0.00% | ||
| 76 | BIOANALYTICAL SYS INC | 13,840 | 19,000 | 0.00% | ||
| 77 | INVENTERGY GLOBAL INC COM NEW | 59,747 | 19,000 | 0.00% | ||
| 78 | ALCOBRA LTD | 16,600 | 19,000 | 0.00% | Put | |
| 79 | PLURISTEM THERAPEUTICS INC | 15,800 | 19,000 | 0.00% | Call | |
| 80 | SANDRIDGE MISSISSIPPIAN TR I | 13,335 | 19,000 | 0.00% | ||
| 81 | SANDRIDGE MISSISSIPPIAN TR I | 13,200 | 19,000 | 0.00% | Put | |
| 82 | Capnia, Inc. | 29,700 | 20,000 | 0.00% | ||
| 83 | ATHERSYS INC NEW | 11,800 | 20,000 | 0.00% | Call | |
| 84 | DIMENSION THERAPEUTICS INC | 11,408 | 20,000 | 0.00% | ||
| 85 | TERRAVIA HLDGS INC COM | 28,200 | 20,000 | 0.00% | Call | |
| 86 | FUEL TECH INC | 19,812 | 20,000 | 0.00% | ||
| 87 | AMPIO PHARMACEUTICALS INC | 26,300 | 21,000 | 0.00% | Call | |
| 88 | ELTEK LTD | 29,225 | 21,000 | 0.00% | ||
| 89 | BARCLAYS BANK PLC | 48,535 | 21,000 | 0.00% | ||
| 90 | FIVE STAR SENIOR LIVING INC | 10,000 | 22,000 | 0.00% | Put | |
| 91 | EXCO RESOURCES INC | 35,700 | 22,000 | 0.00% | Call | |
| 92 | APPLIED DNA | 13,071 | 22,000 | 0.00% | ||
| 93 | THE ONE GROUP HOSPITALITY IN | 11,552 | 22,000 | 0.00% | ||
| 94 | HEMISPHERX BIOPHARMA INC | 41,046 | 22,000 | 0.00% | ||
| 95 | MEI PHARMA INC | 13,300 | 22,000 | 0.00% | Call | |
| 96 | MARRONE BIO INNOVATIONS INC | 11,224 | 22,000 | 0.00% | ||
| 97 | TERRAVIA HLDGS INC COM | 31,000 | 22,000 | 0.00% | Put | |
| 98 | NORDIC AMERN OFFSHORE LTD | 20,300 | 22,000 | 0.00% | Put | |
| 99 | WALTER INVT MGMT CORP | 21,600 | 23,000 | 0.00% | Put | |
| 100 | PLATINUM GROUP METALS LTD | 14,100 | 23,000 | 0.00% | Call |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001446194-17-000006, filed 2017.05.15).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
