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Institutional Investment Manager
Sigma Planning Corp
Sigma Planning Corp (CIK: 0001449126) incorporated in Michigan, located at 300 Parkland Plaza, Ann Arbor, MI. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q3)
Portfolio Summary: 671 holdings with a total value of $631,187,000.
#
Name
Shares
Value ($)
%
Options
Notes
651 GOLDEN OCEAN GRP LTD 18,847 46,000 0.01%
652 LINN ENERGY LLC UNIT LTD LIAB 16,087 43,000 0.01%
653 YAMANA GOLD INC 21,969 37,000 0.01%
654 NEVSUN RES LTD 10,872 32,000 0.01%
655 BGC PARTNERS INC 23,000 24,000 0.00%
656 PENN WEST PETE LTD NEW 50,136 23,000 0.00%
657 Crestwood Equity Partners LP 10,142 23,000 0.00%
658 TIMMINS GOLD CORP 83,710 21,000 0.00%
659 PROSPECT CAPITAL CORPORATION 20,000 19,000 0.00%
660 PEREGRINE PHARMACEUTICALS IN 14,000 14,000 0.00%
661 AROTECH CORP 10,000 13,000 0.00%
662 HALCON RESOURCES CORP 21,897 12,000 0.00%
663 UNITED STATES STL CORP NEW 10,000 10,000 0.00%
664 DENISON MINES CORP 25,599 10,000 0.00%
665 Warren Resources Inc 14,266 7,000 0.00%
666 AK STL CORP 10,000 7,000 0.00%
667 GOODRICH PETE CORP 11,100 6,000 0.00%
668 * SANDRIDGE ENERGY INC COM 16,566 4,000 0.00%
669 Magnum Hunter Resources Corp 11,030 4,000 0.00%
670 DRYSHIPS INC 16,025 3,000 0.00%
671 INSPIREMD INC 10,000 2,000 0.00%
Page 14 of 14

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001420506-15-000549, filed 2015.11.02).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.