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PEREGRINE PHARMACEUTICALS IN
PEREGRINE PHARMACEUTICALS IN. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 84 Institutional holders with a total value of $36,242,305.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 VANGUARD GROUP INC 6,016,852 6,138,000 16.94%
2 BlackRock Institutional Trust Company, N.A. 5,678,175 5,792,000 15.98%
3 BlackRock Fund Advisors 5,114,747 5,217,000 14.39%
4 STATE STREET CORP 2,381,043 2,429,000 6.70%
5 NORTHERN TRUST CORP 1,969,632 2,009,000 5.54%
6 GEODE CAPITAL MANAGEMENT, LLC 1,174,835 1,198,000 3.31%
7 Freedom Investment Management, Inc. 124,767 977,000 2.70%
8 MILLENNIUM MANAGEMENT LLC 928,060 947,000 2.61%
9 SMITH ASSET MANAGEMENT GROUP LP 870,520 888,000 2.45%
10 Bank of New York Mellon Corp 705,446 719,000 1.98%
11 BlackRock Investment Management, LLC 699,212 713,000 1.97%
12 TIAA CREF INVESTMENT MANAGEMENT LLC 632,310 645,000 1.78%
13 BLACKROCK ADVISORS LLC 605,968 618,000 1.71%
14 Commonwealth Equity Services, Inc 539,535 550,000 1.52%
15 QS Investors, LLC 503,400 513,000 1.42%
16 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 479,800 489,000 1.35%
17 FMR LLC 461,255 470,000 1.30%
18 JACOBS LEVY EQUITY MANAGEMENT, INC 413,494 422,000 1.16%
19 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 363,882 371,000 1.02%
20 Iguana Healthcare Management, LLC 350,000 357,000 0.99%
21 TEACHERS ADVISORS, LLC 274,021 280,000 0.77%
22 SEI INVESTMENTS CO 264,568 270,000 0.74%
23 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 255,100 261,000 0.72%
24 RENAISSANCE TECHNOLOGIES LLC 237,152 242,000 0.67%
25 MORGAN STANLEY 227,143 231,000 0.64%
26 SABBY MANAGEMENT, LLC 10,907 215,000 0.59%
27 AQR CAPITAL MANAGEMENT LLC 190,991 195,000 0.54%
28 BAXTER BROS INC 135,506 178,000 0.49%
29 NEW YORK STATE COMMON RETIREMENT FUND 171,700 175,000 0.48%
30 WELLS FARGO & COMPANY/MN 156,362 160,000 0.44%
31 SUSQUEHANNA INTERNATIONAL GROUP, LLP 140,725 144,000 0.40%
32 RHUMBLINE ADVISERS 138,288 141,000 0.39%
33 VOYA INVESTMENT MANAGEMENT LLC 134,571 137,000 0.38%
34 ROYAL BANK OF CANADA 134,500 137,000 0.38%
35 MANUFACTURERS LIFE INSURANCE COMPANY, THE 132,770 136,000 0.38%
36 SUSQUEHANNA INTERNATIONAL GROUP, LLP 130,000 133,000 0.37% Call
37 Nationwide Fund Advisors 127,269 130,000 0.36%
38 METROPOLITAN LIFE INSURANCE CO/NY 125,485 128,000 0.35%
39 FIDGEON TIMOTHY F 120,000 122,000 0.34%
40 TFS CAPITAL LLC 112,838 115,000 0.32%
41 AMERICAN INTERNATIONAL GROUP, INC. 110,498 113,000 0.31%
42 First Heartland Consultants, Inc. 86,204 88,000 0.24%
43 LADENBURG THALMANN FINANCIAL SERVICES INC. 79,692 81,000 0.22%
44 BANK OF AMERICA CORP /DE/ 70,110 72,000 0.20%
45 CREDIT SUISSE AG/ 67,634 69,000 0.19%
46 Nine Chapters Capital Management LLC 64,200 65,000 0.18%
47 STIFEL FINANCIAL CORP 54,922 56,000 0.15%
48 DEUTSCHE BANK AG\ 55,044 56,000 0.15%
49 First Allied Advisory Services, Inc. 46,800 48,000 0.13%
50 GUGGENHEIM CAPITAL LLC 46,917 48,000 0.13%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.