Dark
Light
System
Institutional Investment Manager
Concert Wealth Management Inc.
Concert Wealth Management Inc. (CIK: 0001456534) incorporated in California, located at 1900 The Alameda, San Jose, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q4)
Original 13F HR (0001085146-15-000403) filed in 2015.02.11
#
Name
Shares
Value ($)
%
Options
Notes
651 UNITED PARCEL SERVICE INC 269 29 0.00%
652 PFIZER INC 893 28 0.00%
653 AT&T INC 805 28 0.00%
654 MICROSOFT CORP 584 27 0.00%
655 WELLS FARGO CO NEW 484 27 0.00%
656 MANAGED HIGH YIELD PLUS FUND INC 13,805 26 0.00%
657 MERCK & CO INC 447 25 0.00%
658 GENERAL ELECTRIC CO 939 24 0.00%
659 JOHNSON & JOHNSON 220 23 0.00%
660 NVIDIA CORPORATION 10,300 23 0.00% Call
661 APPLE INC 207 23 0.00%
662 AMGEN INC 141 22 0.00%
663 CHEVRON CORP NEW 179 21 0.00%
664 CONOCOPHILLIPS 308 21 0.00%
665 HCP INC 383 17 0.00%
666 HONEYWELL INTL INC 164 16 0.00%
667 YAHOO INC 293 15 0.00%
668 CHIQUITA BRANDS INTL INC 15,000 15 0.00% PRN
669 SEMPRA ENERGY 121 14 0.00%
670 COCA COLA CO 299 13 0.00%
671 GENERAL MLS INC 200 11 0.00%
672 BP PLC 256 10 0.00%
673 FACEBOOK INC 118 9 0.00%
674 EXXON MOBIL CORP 80 7 0.00%
675 UNITED RENTALS INC 65 7 0.00%
676 SPDR S&P 500 ETF TR 2,300 7 0.00% Put
677 BIOGEN INC 17 6 0.00%
678 KIMBERLY CLARK CORP 51 6 0.00%
679 ABBVIE INC 100 6 0.00%
680 XILINX INC 10,700 6 0.00% Call
681 AMAZON COM INC 300 6 0.00% Call
682 UNION PAC CORP 38 5 0.00%
683 ALTRIA GROUP INC 94 5 0.00%
684 LILLY ELI & CO 75 5 0.00%
685 PFIZER INC 147 5 0.00%
686 AFLAC INC 73 5 0.00%
687 Vantage Drilling Company 11,360 5 0.00%
688 MICROSOFT CORP 96 4 0.00%
689 PHILIP MORRIS INTL INC 50 4 0.00%
690 WELLS FARGO CO NEW 65 4 0.00%
691 UNION PAC CORP 26 3 0.00%
692 UNION PAC CORP 24 3 0.00%
693 DELTA AIRLINES INC DEL 48 2 0.00%
694 PACCAR INC 34 2 0.00%
695 POTASH CORP SASK INC 11,500 2 0.00% Call
696 HONEYWELL INTL INC 500 2 0.00% Call
697 PHILIP MORRIS INTL INC 13 1 0.00%
698 UNION PAC CORP 100 0 0.00% Call
699 AKAMAI TECHNOLOGIES INC 300 0 0.00% Call
700 BANK AMER CORP 1,400 0 0.00% Call
Page 14 of 15