| 1 |
Saba Capital Management, L.P. |
5,831,973 |
10,498,000 |
45.39% |
|
|
| 2 |
Advisors Asset Management, Inc. |
2,292,456 |
4,126,000 |
17.84% |
|
|
| 3 |
PT ASSET MANAGEMENT, LLC |
1,689,325 |
3,041,000 |
13.15% |
|
|
| 4 |
Pine River Capital Management L.P. |
447,022 |
805,000 |
3.48% |
|
|
| 5 |
STIFEL FINANCIAL CORP |
386,644 |
696,000 |
3.01% |
|
|
| 6 |
INVESTMENT CENTERS OF AMERICA INC |
320,907 |
575,000 |
2.49% |
|
|
| 7 |
Yorktown Management & Research Co Inc |
259,000 |
466,000 |
2.01% |
|
|
| 8 |
Shaker Financial Services, LLC |
204,678 |
368,000 |
1.59% |
|
|
| 9 |
Kamunting Street Capital Management, L.P. |
202,598 |
365,000 |
1.58% |
|
|
| 10 |
WOLVERINE ASSET MANAGEMENT LLC |
197,380 |
355,000 |
1.53% |
|
|
| 11 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
151,734 |
273,000 |
1.18% |
|
|
| 12 |
Peregrine Asset Advisers, Inc. |
98,854 |
178,000 |
0.77% |
|
|
| 13 |
JANE STREET GROUP, LLC |
75,076 |
135,000 |
0.58% |
|
|
| 14 |
SG Americas Securities, LLC |
73,410 |
132,000 |
0.57% |
|
|
| 15 |
LPL Financial LLC |
61,328 |
110,000 |
0.48% |
|
|
| 16 |
Sunbelt Securities, Inc. |
58,250 |
105,000 |
0.45% |
|
|
| 17 |
GOLDMAN SACHS GROUP INC |
48,637 |
88,000 |
0.38% |
|
|
| 18 |
Cambridge Investment Research Advisors, Inc. |
47,277 |
85,000 |
0.37% |
|
|
| 19 |
MERIDIAN INVESTMENT COUNSEL INC. |
47,102 |
85,000 |
0.37% |
|
|
| 20 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
40,612 |
73,000 |
0.32% |
|
|
| 21 |
Sigma Planning Corp |
32,616 |
59,000 |
0.26% |
|
|
| 22 |
B. Riley Wealth Advisors, Inc. |
30,768 |
55,000 |
0.24% |
|
|
| 23 |
Alpine Global Management, LLC |
26,387 |
47,000 |
0.20% |
|
|
| 24 |
Texas Yale Capital Corp. |
22,800 |
41,000 |
0.18% |
|
|
| 25 |
Prospera Financial Services Inc |
20,000 |
36,000 |
0.16% |
|
|
| 26 |
Ancora Advisors LLC |
20,000 |
36,000 |
0.16% |
|
|
| 27 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP |
19,500 |
35,000 |
0.15% |
|
|
| 28 |
Cetera Advisors LLC |
18,468 |
34,000 |
0.15% |
|
|
| 29 |
MORGAN STANLEY |
18,181 |
32,000 |
0.14% |
|
|
| 30 |
WELLS FARGO & COMPANY/MN |
15,623 |
28,000 |
0.12% |
|
|
| 31 |
Concert Wealth Management Inc. |
13,805 |
26,000 |
0.11% |
|
|
| 32 |
DEUTSCHE BANK AG\ |
13,135 |
23,000 |
0.10% |
|
|
| 33 |
Creative Planning |
12,385 |
22,000 |
0.10% |
|
|
| 34 |
GOODWIN DANIEL L |
12,200 |
21,000 |
0.09% |
|
|
| 35 |
AMERICAN FINANCIAL GROUP INC |
10,000 |
18,000 |
0.08% |
|
|
| 36 |
Tower Research Capital LLC (TRC) |
8,200 |
15,000 |
0.06% |
|
|
| 37 |
UBS Group AG |
7,550 |
14,000 |
0.06% |
|
|
| 38 |
AMERICAN INTERNATIONAL GROUP, INC. |
5,000 |
9,000 |
0.04% |
|
|
| 39 |
ROYAL BANK OF CANADA |
3,974 |
8,000 |
0.03% |
|
|
| 40 |
BANK OF AMERICA CORP /DE/ |
3,500 |
6,000 |
0.03% |
|
|
| 41 |
NATIONAL PLANNING CORP |
1,534 |
2,869 |
0.01% |
|
|
| 42 |
MSI Financial Services Inc |
1,224 |
2,000 |
0.01% |
|
|
| 43 |
BARCLAYS PLC |
95 |
0 |
0.00% |
|
|
| 44 |
NEW ENGLAND SECURITIES CORP /MA/ |
186 |
0 |
0.00% |
|
|
| 45 |
WFG Advisors, LP |
2 |
0 |
0.00% |
|
|
