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Institutional Investment Manager
Concert Wealth Management Inc.
Concert Wealth Management Inc. (CIK: 0001456534) incorporated in California, located at 1900 The Alameda, San Jose, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Portfolio Summary: 1,063 holdings with a total value of $822,956,000.
#
Name
Shares
Value ($)
%
Options
Notes
51 HCP INC 80,131 3,047,000 0.37%
52 UNITED TECHNOLOGIES CORP 29,574 3,006,000 0.37%
53 MCDONALDS CORP 25,897 2,992,000 0.36%
54 SELECT SECTOR SPDR TR 50,160 2,948,000 0.36%
55 CIGNA CORPORATION 22,440 2,927,000 0.36%
56 SELECT SECTOR SPDR TR 59,663 2,858,000 0.35%
57 POWERSHARES N/C 6/4/18 46137V613 30,530 2,851,000 0.35%
58 VISA INC 34,392 2,843,000 0.35%
59 ISHARES TR 41,098 2,776,000 0.34%
60 ISHARES TR 33,475 2,715,000 0.33%
61 TEXAS INSTRS INC 37,925 2,661,000 0.32%
62 VANGUARD INDEX FDS 30,322 2,640,000 0.32%
63 ISHARES TR 30,609 2,627,000 0.32%
64 BP PLC 74,192 2,612,000 0.32%
65 GILEAD SCIENCES INC 32,704 2,603,000 0.32%
66 UNITED PARCEL SERVICE INC 23,808 2,599,000 0.32%
67 WAL-MART STORES INC 35,640 2,560,000 0.31%
68 PEPSICO INC 23,209 2,531,000 0.31%
69 ISHARES TR 31,419 2,528,000 0.31%
70 INTERNATIONAL BUSINESS MACHS 15,844 2,526,000 0.31%
71 PAYPAL HLDGS INC 61,110 2,490,000 0.30%
72 SPDR GOLD TR 19,758 2,486,000 0.30%
73 ISHARES TR 19,850 2,456,000 0.30%
74 ALPS ETF TR 192,045 2,433,000 0.30%
75 AMERIGAS PARTNERS L P 53,273 2,432,000 0.30%
76 ISHARES TR 23,118 2,412,000 0.29%
77 ISHARES TR 48,174 2,387,000 0.29%
78 VANGUARD INTL EQUITY INDEX F 52,455 2,382,000 0.29%
79 SCHWAB U.S. LARGE-CAP GROWTH ETF 42,255 2,354,000 0.29%
80 YAHOO INC 53,351 2,300,000 0.28%
81 KIMBERLY CLARK CORP 18,179 2,296,000 0.28%
82 SELECT SECTOR SPDR TR 117,373 2,282,000 0.28%
83 POWERSHARES ETF TRUST RUSSELL MIDCAP PURE 72,614 2,280,000 0.28%
84 Powershares Exch Traded Fd Tst Ii S&p 40 58,207 2,269,000 0.28%
85 POWERSHARES EXCHANGE TRADED FD TR DYNAMIC MARKET PORT 29,883 2,265,000 0.28%
86 VANGUARD INDEX FDS 25,896 2,251,000 0.27%
87 ISHARES 7-10 YEAR TREASURY BOND ETF 19,971 2,235,000 0.27%
88 PRICELINE GRP INC 1,534 2,234,000 0.27%
89 NVIDIA CORPORATION 32,299 2,209,000 0.27%
90 SOUTHERN CO 41,634 2,131,000 0.26%
91 FIDELITY 67,352 2,125,000 0.26%
92 SPDR SER TR 26,679 2,112,000 0.26%
93 ABBOTT LABS 49,828 2,097,000 0.25%
94 HONEYWELL INTL INC 17,689 2,065,000 0.25%
95 ISHARES TR 14,981 2,050,000 0.25%
96 SUN LIFE FINL INC 62,408 2,039,000 0.25%
97 SPDR SER TR 24,233 2,038,000 0.25%
98 ARROW INVTS TR 196,364 2,025,000 0.25%
99 SEMPRA ENERGY 18,806 2,011,000 0.24%
100 GUGGENHEIM 1:1 EXC 4/9/18 739371839 16,307 1,997,000 0.24%
Page 2 of 22

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001085146-16-004576, filed 2016.10.27).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.