| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Concert Wealth Management Inc. | 196,364 | 2,025,000 | 44.53% | ||
| 2 | STRID GROUP, LLC | 75,346 | 776,000 | 17.06% | ||
| 3 | CITADEL ADVISORS LLC | 44,716 | 460,000 | 10.11% | ||
| 4 | Virtu KCG Holdings LLC | 34,927 | 360,000 | 7.92% | ||
| 5 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 22,850 | 235,000 | 5.17% | ||
| 6 | Cetera Advisor Networks LLC | 19,189 | 198,000 | 4.35% | ||
| 7 | ROYAL BANK OF CANADA | 17,885 | 184,000 | 4.05% | ||
| 8 | LPL Financial LLC | 14,975 | 150,000 | 3.30% | ||
| 9 | RAYMOND JAMES & ASSOCIATES | 13,800 | 142,000 | 3.12% | ||
| 10 | UBS Group AG | 838 | 9,000 | 0.20% | ||
| 11 | MSI Financial Services Inc | 864 | 9,000 | 0.20% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
