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Institutional Investment Manager
Narwhal Capital Management
Narwhal Capital Management (CIK: 0001461287) incorporated in Georgia, located at 531 Roselane Street, Marietta, GA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Original 13F HR (0001085146-16-004595) filed in 2016.10.31
#
Name
Shares
Value ($)
%
Options
Notes
1 ROYAL BK SCOTLAND GROUP PLC 19,650 92 0.03%
2 GameStop Corp Cl A 7,285 201 0.06%
3 CELGENE CORP 1,920 201 0.06%
4 VANGUARD INDEX FDS 1,755 214 0.07%
5 ISHARES TR 2,350 223 0.07%
6 ISHARES TR 7,745 232 0.07%
7 BANK AMER CORPORATION WARRANT EXP 011619 54,000 249 0.08%
8 ISHARES TR 2,100 257 0.08%
9 STARBUCKS CORP 4,890 265 0.08%
10 NUVEEN SELECT MAT MUN FD 25,515 273 0.09%
11 VANGUARD INDEX FDS 3,300 287 0.09%
12 ISHARES TR 2,440 301 0.09%
13 Gen Motors Co 9,650 307 0.10%
14 CITIZENS FINL GROUP INC 12,500 309 0.10%
15 BLACKROCK MUNI 2018 TERM TR 20,562 313 0.10%
16 VANGUARD INDEX FDS 2,800 314 0.10%
17 ISHARES TR 2,450 316 0.10%
18 8POINT3 ENERGY PARTNERS LP 22,000 317 0.10%
19 Alibaba Group Holding Ltd Sp A 3,025 320 0.10%
20 ISHARES 13,100 336 0.11%
21 Blackstone Mortgage Trust 11,630 343 0.11%
22 NUVEEN PREFERRED INCOME OPPORT 34,476 345 0.11%
23 BERKSHIRE HATHAWAY INC DEL 2,455 355 0.11%
24 MICRON TECHNOLOGY INC 20,000 356 0.11% Call
25 BAIDU INC 1,990 362 0.11%
26 OMNICOM GROUP INC 4,305 366 0.11%
27 ISHARES TR 5,100 411 0.13%
28 POWERSHARES ETF TR II 13,500 414 0.13%
29 VANGUARD INTL EQUITY INDEX F 11,603 437 0.14%
30 VANGUARD INDEX FDS 5,018 458 0.14%
31 BLACKROCK CR ALLOCATION INCO 37,032 494 0.15%
32 ISHARES TR 13,865 546 0.17%
33 LAS VEGAS SANDS CORP 11,000 633 0.20%
34 ISHARES TR 11,268 666 0.21%
35 ISHARES TR 14,456 667 0.21%
36 CABOT MICROELECTRONICS CORP 13,600 720 0.23%
37 Kinder Morgan Inc 32,080 742 0.23%
38 FLOWERS FOODS INC 49,350 746 0.23%
39 EXPRESS SCRIPTS HOLDING COMPAN 10,850 765 0.24%
40 3M Co 4,400 775 0.24%
41 ISHARES SILVER TRUST 42,974 782 0.24%
42 ISHARES TR 21,580 808 0.25%
43 PLAINS ALL AMERN PIPELINE L 27,300 857 0.27%
44 Powershares QQQ Trust 7,398 879 0.28%
45 Nextera Energy Inc 7,250 887 0.28%
46 Pattern Energy Group Inc 42,240 950 0.30%
47 ConocoPhillips 22,185 964 0.30%
48 NXP Semiconductors NV 9,625 982 0.31%
49 CIGNA CORPORATION 8,300 1,082 0.34%
50 Amsurg Corp 16,500 1,106 0.35%
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