| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | WELLS FARGO & COMPANY/MN | 9,631,492 | 128,580,000 | 23.06% | ||
| 2 | SIT INVESTMENT ASSOCIATES INC | 3,517,289 | 46,956,000 | 8.42% | ||
| 3 | BANK OF AMERICA CORP /DE/ | 3,516,959 | 46,951,000 | 8.42% | ||
| 4 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 2,928,413 | 39,094,000 | 7.01% | ||
| 5 | Karpus Management, Inc. | 2,897,726 | 38,685,000 | 6.94% | ||
| 6 | RELATIVE VALUE PARTNERS GROUP, LLC | 2,273,994 | 30,358,000 | 5.45% | ||
| 7 | MORGAN STANLEY | 1,248,320 | 16,665,000 | 2.99% | ||
| 8 | Invesco Ltd. | 1,165,146 | 15,554,000 | 2.79% | ||
| 9 | Spectrum Asset Management, Inc. | 966,571 | 12,904,000 | 2.31% | ||
| 10 | UBS Group AG | 874,696 | 11,677,000 | 2.09% | ||
| 11 | McGowan Group Asset Management, Inc. | 867,358 | 11,579,000 | 2.08% | ||
| 12 | Oxbow Advisors, LLC | 851,371 | 11,366,000 | 2.04% | ||
| 13 | ROYAL BANK OF CANADA | 774,314 | 10,337,000 | 1.85% | ||
| 14 | Edgemoor Investment Advisors, Inc. | 751,005 | 10,026,000 | 1.80% | ||
| 15 | ADVOCACY WEALTH MANAGEMENT SERVICES, LLC | 695,696 | 9,288,000 | 1.67% | ||
| 16 | NWAM LLC | 666,268 | 8,895,000 | 1.60% | ||
| 17 | FORT WASHINGTON INVESTMENT ADVISORS INC /OH/ | 641,704 | 8,567,000 | 1.54% | PRN | |
| 18 | BESSEMER GROUP INC | 496,490 | 6,628,000 | 1.19% | ||
| 19 | Capital Investment Advisors, LLC | 439,422 | 5,866,000 | 1.05% | ||
| 20 | FIRST FOUNDATION ADVISORS | 408,673 | 5,456,000 | 0.98% | ||
| 21 | Apollo Management Holdings, L.P. | 396,941 | 5,299,000 | 0.95% | ||
| 22 | M&R CAPITAL MANAGEMENT INC | 324,745 | 4,335,000 | 0.78% | ||
| 23 | Lehman Financial Resources, Inc. | 315,799 | 4,215,000 | 0.76% | ||
| 24 | Johnson Financial Group, Inc. | 290,698 | 3,881,000 | 0.70% | ||
| 25 | RAYMOND JAMES & ASSOCIATES | 263,933 | 3,523,000 | 0.63% | ||
| 26 | PROFICIO CAPITAL PARTNERS LLC | 259,602 | 3,466,000 | 0.62% | ||
| 27 | BlackRock Group LTD | 253,255 | 3,381,000 | 0.61% | ||
| 28 | LPL Financial LLC | 238,936 | 3,173,000 | 0.57% | ||
| 29 | Raymond James Financial Services Advisors, Inc. | 205,571 | 2,744,000 | 0.49% | ||
| 30 | NEW VERNON INVESTMENT MANAGEMENT LLC | 200,284 | 2,674,000 | 0.48% | ||
| 31 | HighTower Advisors, LLC | 191,800 | 2,561,000 | 0.46% | ||
| 32 | ProVise Management Group, LLC | 189,500 | 2,530,000 | 0.45% | ||
| 33 | Nuveen Asset Management, LLC | 146,000 | 1,949,000 | 0.35% | ||
| 34 | GUGGENHEIM CAPITAL LLC | 141,923 | 1,895,000 | 0.34% | ||
| 35 | ASHFORD CAPITAL MANAGEMENT INC | 131,989 | 1,762,000 | 0.32% | ||
| 36 | Commonwealth Equity Services, Inc | 124,050 | 1,656,000 | 0.30% | ||
| 37 | AMERIPRISE FINANCIAL INC | 118,470 | 1,590,000 | 0.29% | ||
| 38 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 118,594 | 1,583,000 | 0.28% | ||
| 39 | Global Endowment Management, LP | 100,000 | 1,335,000 | 0.24% | ||
| 40 | JANUS HENDERSON INVESTORS US LLC | 97,425 | 1,301,000 | 0.23% | ||
| 41 | EDMONDS DUNCAN REGISTERED INVESTMENT ADVISORS, LLC | 100,683 | 1,298,000 | 0.23% | ||
| 42 | Jaffetilchin Investment Partners, LLC | 95,862 | 1,280,000 | 0.23% | ||
| 43 | ADVISOR GROUP, INC. | 90,844 | 1,213,000 | 0.22% | ||
| 44 | Yorktown Management & Research Co Inc | 90,000 | 1,202,000 | 0.22% | ||
| 45 | CUE ADVISORY SERVICES, INC. | 87,131 | 1,163,000 | 0.21% | ||
| 46 | FIRST TRUST ADVISORS LP | 86,512 | 1,155,000 | 0.21% | ||
| 47 | STIFEL FINANCIAL CORP | 78,117 | 1,034,000 | 0.19% | ||
| 48 | CAVALIER INVESTMENTS, LLC | 73,392 | 980,000 | 0.18% | ||
| 49 | WEDBUSH SECURITIES INC | 71,518 | 955,000 | 0.17% | ||
| 50 | Horizon Kinetics LLC | 71,329 | 952,000 | 0.17% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
