| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | BANRO CORP | 21,762 | 4,000 | 0.00% | ||
| 2 | Odyssey Marine Exploration Inc | 12,300 | 4,000 | 0.00% | ||
| 3 | PENN WEST | 12,000 | 5,000 | 0.00% | ||
| 4 | LIQUID HLDGS GROUP INC COM | 70,000 | 5,000 | 0.00% | ||
| 5 | CYCLACEL PHARMACEUTICALS INC | 10,000 | 5,000 | 0.00% | ||
| 6 | TANZANIAN ROYALTY EXPL CORP | 15,000 | 5,000 | 0.00% | ||
| 7 | HALCON RESOURCES CORP | 12,105 | 6,000 | 0.00% | ||
| 8 | ALPHATEC HOLDINGS INC | 18,375 | 6,000 | 0.00% | ||
| 9 | CUMULUS MEDIA INC | 10,000 | 7,000 | 0.00% | ||
| 10 | LINCOLN EDL SVCS CORP | 15,500 | 8,000 | 0.00% | ||
| 11 | Rubicon Minerals Corp | 12,824 | 9,000 | 0.00% | ||
| 12 | RENEWABLE ENERGY GROUP INC | 11,000 | 9,000 | 0.00% | PRN | |
| 13 | PENNYMAC CORP | 10,000 | 9,000 | 0.00% | PRN | |
| 14 | WELLS FARGO & CO | 11,000 | 10,000 | 0.00% | PRN | |
| 15 | TTM TECHNOLOGIES INC | 11,000 | 10,000 | 0.00% | PRN | |
| 16 | NATIONAL HEALTH INVS INC | 10,000 | 10,000 | 0.00% | PRN | |
| 17 | PHOTRONICS INC | 10,000 | 11,000 | 0.00% | PRN | |
| 18 | DRYSHIPS INC | 74,450 | 12,000 | 0.00% | ||
| 19 | INTEL CORP | 11,000 | 12,000 | 0.00% | PRN | |
| 20 | CHART INDS INC | 14,000 | 12,000 | 0.00% | PRN | |
| 21 | TASEKO MINES LTD | 33,275 | 13,000 | 0.00% | ||
| 22 | Fuelcell Energy Inc | 18,250 | 13,000 | 0.00% | ||
| 23 | GIGA TRONICS INC | 15,000 | 14,000 | 0.00% | ||
| 24 | ECHO GLOBAL LOGISTICS INC | 16,000 | 14,000 | 0.00% | PRN | |
| 25 | RYLAND GROUP INC | 15,000 | 14,000 | 0.00% | PRN | |
| 26 | NEW MTN FIN CORP | 14,000 | 14,000 | 0.00% | PRN | |
| 27 | EMERGENT BIOSOLUTIONS INC NOTE | 13,000 | 15,000 | 0.00% | PRN | |
| 28 | HCI GROUP CONV. SR NT | 17,000 | 15,000 | 0.00% | PRN | |
| 29 | GOLDMAN SACHS GROUP INC | 17,000 | 15,000 | 0.00% | PRN | |
| 30 | FULL HOUSE | 10,000 | 15,000 | 0.00% | ||
| 31 | KB HOME | 16,000 | 15,000 | 0.00% | PRN | |
| 32 | SANDISK CORP | 15,000 | 15,000 | 0.00% | PRN | |
| 33 | WIRELESS TELECOM GROUP INC | 10,100 | 15,000 | 0.00% | ||
| 34 | FORESTAR GROUP INC | 17,000 | 15,000 | 0.00% | PRN | |
| 35 | TORCHLIGHT ENERGY RES INC | 10,000 | 17,000 | 0.00% | ||
| 36 | ANI PHARMACEUTICALS INC | 18,000 | 17,000 | 0.00% | PRN | |
| 37 | M/I HOMES INC | 17,000 | 17,000 | 0.00% | PRN | |
| 38 | CHINA GREEN AGRICULTURE INC | 10,000 | 17,000 | 0.00% | ||
| 39 | GS/GOOG | 19,000 | 19,000 | 0.00% | PRN | |
| 40 | NANOVIRICIDES INC | 15,515 | 19,000 | 0.00% | ||
| 41 | CORMEDIX INC | 10,001 | 20,000 | 0.00% | ||
| 42 | HELIX ENERGY SOLUTIONS GRP INC | 25,000 | 20,000 | 0.00% | PRN | |
| 43 | AMEDICA CORP | 62,500 | 20,000 | 0.00% | ||
| 44 | ENVESTNET INC | 24,000 | 21,000 | 0.00% | PRN | |
| 45 | WAFERGEN BIO-SYSTEMS INC | 15,040 | 21,000 | 0.00% | ||
| 46 | ATLAS AIR WORLDWIDE HLDGS INC | 26,000 | 21,000 | 0.00% | PRN | |
| 47 | NEWPARK RES INC | 23,000 | 21,000 | 0.00% | PRN | |
| 48 | LIMELIGHT NETWORKS INC COM | 11,150 | 21,000 | 0.00% | ||
| 49 | ENCORE CAP GROUP INC | 26,000 | 22,000 | 0.00% | PRN | |
| 50 | SKYSTAR BIO PHARMACEUTICAL | 22,845 | 22,000 | 0.00% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001085146-15-002363, filed 2015.11.16).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
