| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS GROUP INC | 10,145,000 | 9,256,000 | 95.85% | PRN | |
| 2 | Investors Capital Advisory Services | 220,000 | 199,000 | 2.06% | ||
| 3 | DEUTSCHE BANK AG\ | 163,000 | 147,000 | 1.52% | PRN | |
| 4 | Creative Planning | 21,000 | 19,000 | 0.20% | PRN | |
| 5 | HighTower Advisors, LLC | 17,000 | 15,000 | 0.16% | PRN | |
| 6 | Wellesley Asset Management | 14,828 | 13,536 | 0.14% | PRN | |
| 7 | WELLS FARGO & COMPANY/MN | 8,000 | 7,000 | 0.07% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
