| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | COMMUNITY HEALTH SYS INC NEW | 46,294 | 1,000 | 0.00% | ||
| 2 | NUCOR CORP | 21,400 | 1,000 | 0.00% | Call | |
| 3 | QEP RES INC | 15,400 | 2,000 | 0.00% | Call | |
| 4 | JPMORGAN CHASE & CO | 13,900 | 3,000 | 0.00% | Call | |
| 5 | PALATIN TECHNOLOGIES INC COM | 14,805 | 5,000 | 0.00% | ||
| 6 | WISDOMTREE INVTS INC | 27,000 | 5,000 | 0.00% | Call | |
| 7 | ISHARES TR | 15,900 | 6,000 | 0.00% | Call | |
| 8 | BIOMARIN PHARMACEUTICAL INC | 13,500 | 8,000 | 0.00% | Put | |
| 9 | AVIRAGEN THERAPEUTICS INC | 12,243 | 8,000 | 0.00% | ||
| 10 | TG THERAPEUTICS INC COM | 15,500 | 9,000 | 0.00% | Put | |
| 11 | AURINIA PHARMACEUTICALS INC | 16,000 | 10,000 | 0.00% | Call | |
| 12 | ISHARES SILVER TR | 40,600 | 10,000 | 0.00% | Call | |
| 13 | RXI PHARMACEUTICALS CORP NEW | 12,433 | 10,000 | 0.00% | ||
| 14 | AMYRIS INC COM | 20,000 | 11,000 | 0.00% | ||
| 15 | SKYWORKS SOLUTIONS INC | 11,800 | 11,000 | 0.00% | Call | |
| 16 | NANOVIRICIDES INC | 11,127 | 12,000 | 0.00% | ||
| 17 | ENCORE CAP GROUP INC | 13,000 | 12,000 | 0.00% | PRN | |
| 18 | MEMORIAL PRODTN PARTNERS LP | 97,609 | 12,000 | 0.00% | ||
| 19 | BON-TON STORES INC | 14,500 | 12,000 | 0.00% | ||
| 20 | 22ND CENTY GROUP INC | 10,200 | 12,000 | 0.00% | ||
| 21 | FUEL TECH INC | 12,432 | 13,000 | 0.00% | ||
| 22 | CYTRX CORP | 30,272 | 13,000 | 0.00% | ||
| 23 | SYNCHRONOSS TECHNOLOGIES INC | 14,000 | 13,000 | 0.00% | PRN | |
| 24 | RESOURCE CAP CORP | 14,000 | 14,000 | 0.00% | PRN | |
| 25 | M/I HOMES INC | 14,000 | 14,000 | 0.00% | PRN | |
| 26 | ZION OIL & GAS INC | 11,552 | 14,000 | 0.00% | ||
| 27 | VERINT SYS INC 1.5 06/01/2021 | 14,000 | 14,000 | 0.00% | PRN | |
| 28 | SYNTHESIS ENERGY SYS INC | 17,500 | 15,000 | 0.00% | ||
| 29 | MANNKIND CORP | 10,276 | 15,000 | 0.00% | ||
| 30 | NOKIA CORP | 30,000 | 15,000 | 0.00% | Call | |
| 31 | PROSPECT CAPITAL CORPORATION | 16,000 | 16,000 | 0.00% | PRN | |
| 32 | BLACKROCK CAPITAL INVESTMENT | 16,000 | 16,000 | 0.00% | PRN | |
| 33 | TICC CAPITAL CORP | 16,000 | 16,000 | 0.00% | PRN | |
| 34 | ECHO GLOBAL LOGISTICS INC SR CONV NT2.5 20 | 17,000 | 16,000 | 0.00% | PRN | |
| 35 | FORESTAR GROUP INC | 17,000 | 17,000 | 0.00% | PRN | |
| 36 | NIKE INC | 21,500 | 17,000 | 0.00% | Call | |
| 37 | CONNECTURE INC | 15,625 | 17,000 | 0.00% | ||
| 38 | PENNYMAC CORP | 17,000 | 17,000 | 0.00% | PRN | |
| 39 | REDWOOD TR INC | 17,000 | 17,000 | 0.00% | PRN | |
| 40 | ATLAS AIR WORLDWIDE HLDGS INC 2.25 06/01/2022 | 16,000 | 17,000 | 0.00% | PRN | |
| 41 | Dipexium Pharmaceuticals Inc | 13,200 | 17,000 | 0.00% | ||
| 42 | SPARK NETWORKS INC | 17,623 | 18,000 | 0.00% | ||
| 43 | COLONY CAP INC | 18,000 | 18,000 | 0.00% | PRN | |
| 44 | Prospect Capital Corp | 18,000 | 18,000 | 0.00% | PRN | |
| 45 | BLACKSTONE MTG TR INC | 16,000 | 18,000 | 0.00% | PRN | |
| 46 | AT&T INC | 11,300 | 19,000 | 0.00% | Call | |
| 47 | DRYSHIPS INC | 11,505 | 19,000 | 0.00% | ||
| 48 | NATIONAL HEALTH INVS INC | 17,000 | 19,000 | 0.00% | PRN | |
| 49 | Isoray Inc | 33,040 | 19,000 | 0.00% | ||
| 50 | RENEWABLE ENERGY GROUP INC | 19,000 | 19,000 | 0.00% | PRN |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001462284-17-000004, filed 2017.05.09).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
