| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Radcliffe Capital Management, L.P. | 43,216,000 | 44,365,000 | 24.23% | PRN | |
| 2 | UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | 24,800,000 | 25,390,240 | 13.87% | PRN | |
| 3 | TD ASSET MANAGEMENT INC | 16,468,000 | 16,941,000 | 9.25% | ||
| 4 | COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 11,809,000 | 12,089,000 | 6.60% | ||
| 5 | CQS Cayman LP | 11,000,000 | 11,303,000 | 6.17% | PRN | |
| 6 | DZ BANK AG DEUTSCHE ZENTRAL GENOSSENSCHAFTS BANK, FRANKFURT AM MAIN | 9,250,000 | 9,472,000 | 5.17% | PRN | |
| 7 | PIER 88 INVESTMENT PARTNERS LLC | 8,850,000 | 9,060,000 | 4.95% | PRN | |
| 8 | Pine River Capital Management L.P. | 8,625,000 | 8,837,000 | 4.83% | PRN | |
| 9 | MORGAN STANLEY | 7,598,000 | 7,760,000 | 4.24% | PRN | |
| 10 | Pomelo Capital LLC | 6,862,000 | 7,059,000 | 3.85% | PRN | |
| 11 | INCOME RESEARCH & MANAGEMENT | 6,313,000 | 6,463,000 | 3.53% | PRN | |
| 12 | RIVERHEAD CAPITAL MANAGEMENT LLC | 5,000,000 | 5,120,000 | 2.80% | ||
| 13 | THRIVENT FINANCIAL FOR LUTHERANS | 3,500,000 | 3,583,000 | 1.96% | ||
| 14 | BNP PARIBAS FINANCIAL MARKETS | 2,644,000 | 2,706,795 | 1.48% | PRN | |
| 15 | BCWM, LLC | 2,441,000 | 2,499,000 | 1.36% | ||
| 16 | Calamos Advisors LLC | 2,300,000 | 2,363,000 | 1.29% | PRN | |
| 17 | Carnegie Investment Counsel | 1,350,000 | 1,381,000 | 0.75% | ||
| 18 | Lombard Odier Asset Management (Europe) Ltd | 1,300,000 | 1,336,000 | 0.73% | PRN | |
| 19 | Bank of New York Mellon Corp | 1,200,000 | 1,246,000 | 0.68% | ||
| 20 | Cetera Advisors LLC | 969,000 | 991,000 | 0.54% | PRN | |
| 21 | LPL Financial LLC | 841,000 | 861,000 | 0.47% | PRN | |
| 22 | BARCLAYS PLC | 708,000 | 725,000 | 0.40% | PRN | |
| 23 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 268,000 | 274,000 | 0.15% | ||
| 24 | ROYAL BANK OF CANADA | 240,000 | 245,000 | 0.13% | PRN | |
| 25 | INDEPENDENT ADVISOR ALLIANCE | 201,000 | 205,000 | 0.11% | ||
| 26 | STIFEL FINANCIAL CORP | 160,731 | 160,000 | 0.09% | PRN | |
| 27 | Commonwealth Equity Services, Inc | 147,000 | 150,000 | 0.08% | ||
| 28 | IFC Holdings Incorporated/FL | 94,000 | 95,000 | 0.05% | PRN | |
| 29 | HighTower Advisors, LLC | 68,000 | 68,000 | 0.04% | PRN | |
| 30 | IPG Investment Advisors LLC | 60,000 | 61,425 | 0.03% | ||
| 31 | D.A. DAVIDSON & CO. | 45,000 | 46,000 | 0.03% | ||
| 32 | SII INVESTMENTS INC/WI | 45,000 | 45,000 | 0.02% | PRN | |
| 33 | TDAM USA INC. | 32,000 | 33,000 | 0.02% | ||
| 34 | IFP ADVISORS, INC | 28,000 | 29,000 | 0.02% | ||
| 35 | Jefferies Group LLC | 27,000 | 27,000 | 0.01% | PRN | |
| 36 | Cambridge Investment Research Advisors, Inc. | 25,000 | 26,000 | 0.01% | ||
| 37 | WEALTHSOURCE PARTNERS, LLC | 25,000 | 26,000 | 0.01% | ||
| 38 | Creative Planning | 19,000 | 19,000 | 0.01% | PRN | |
| 39 | Raymond James Financial Services Advisors, Inc. | 18,000 | 18,000 | 0.01% | PRN | |
| 40 | ADVISOR GROUP, INC. | 10 | 10,000 | 0.01% | PRN | |
| 41 | SEGALL BRYANT & HAMILL, LLC | 10,000 | 10,000 | 0.01% | ||
| 42 | AMERIPRISE FINANCIAL INC | 10,000 | 10,000 | 0.01% | PRN | |
| 43 | FIRST FINANCIAL EQUITY CORPORATION | 10,000 | 10,000 | 0.01% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
