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Institutional Investment Manager
B. Riley Wealth Advisors, Inc.
B. Riley Wealth Advisors, Inc. (CIK: 0001464811) incorporated in Washington, located at 40 S. Main St., Memphis, TN. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0000910472-14-005123) filed in 2014.11.14
#
Name
Shares
Value ($)
%
Options
Notes
451 Bank Of America Corp 15,000 15 0.01%
452 PROVECTUS 14,000 14 0.01%
453 Orlando & Orange Cnty Expwy Au 12,500 13 0.00%
454 RELIV INTL INC COM NEW 10,562 13 0.00%
455 Salt Verde Finl Corp Sr Gas Re 10,000 12 0.00%
456 Ohio St 11,000 12 0.00%
457 Miami-Dade Cnty Fla Aviation R Aviation 10,000 11 0.00%
458 Commercial Metals Co 10,000 11 0.00%
459 Ba Mtg Trust 2006-2 20,000 11 0.00%
460 New York N Y City Mun Wtr Fin 10,000 11 0.00%
461 National Holdings Corp 23,526 11 0.00%
462 Ulster Cnty N Y 10,000 11 0.00%
463 HOUSTON AMERN ENERGY CORP 34,306 10 0.00%
464 New York St Environmental Facs 10,000 10 0.00%
465 Suffolk Cnty N Y 10,000 10 0.00%
466 Butler Cnty Ohio Hosp Facs Rev Hosp Fac 10,000 10 0.00%
467 Bmc Software Inc 10,000 10 0.00%
468 AMERICAN APPAREL INC 12,500 10 0.00%
469 Dell Inc 10,000 10 0.00%
470 Dade Cnty Fla Hsg Fin Auth Mul 10,000 10 0.00%
471 New York N Y City Mun Wtr Fin 10,000 10 0.00%
472 PALATIN TECHNOLOGIES INC COM 10,000 9 0.00%
473 ATLATSA RES CORP 10,651 3 0.00%
474 App Fin II Mauritius Ltd 35,000 0 0.00%
475 WAFERGEN BIO-SYSTEMS INC 52,500 0 0.00%
Page 10 of 10
New Holding filing (0000910472-14-005227) filed in 2014.11.20, by the way our system suggest this is a Restatement filing.
#
Name
Shares
Value ($)
%
Options
Notes
651 Ohio St 11,000 12 0.00%
652 Salt Verde Finl Corp Sr Gas Re 10,000 12 0.00%
653 Miami-Dade Cnty Fla Aviation R Aviation 10,000 11 0.00%
654 Commercial Metals Co 10,000 11 0.00%
655 National Holdings Corp 23,526 11 0.00%
656 General Electric Co 10,000 11 0.00%
657 Ba Mtg Trust 2006-2 20,000 11 0.00%
658 New York N Y City Mun Wtr Fin 10,000 11 0.00%
659 Ulster Cnty N Y 10,000 11 0.00%
660 HOUSTON AMERN ENERGY CORP 34,306 10 0.00%
661 Suffolk Cnty N Y 10,000 10 0.00%
662 Bmc Software Inc 10,000 10 0.00%
663 Dell Inc 10,000 10 0.00%
664 Dade Cnty Fla Hsg Fin Auth Mul 10,000 10 0.00%
665 New York St Environmental Facs 10,000 10 0.00%
666 AMERICAN APPAREL INC 12,500 10 0.00%
667 Butler Cnty Ohio Hosp Facs Rev Hosp Fac 10,000 10 0.00%
668 New York N Y City Mun Wtr Fin 10,000 10 0.00%
669 PALATIN TECHNOLOGIES INC COM 10,000 9 0.00%
670 ATLATSA RES CORP 10,651 3 0.00%
671 Fhlmc Remic Series 2036 10,000 2 0.00%
672 ER Urgent Care Holdings, Inc. 400,000 0 0.00%
673 WAFERGEN BIO-SYSTEMS INC 52,500 0 0.00%
674 ION LTD ADR 10,000 0 0.00%
675 App Fin II Mauritius Ltd 35,000 0 0.00%
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