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Institutional Investment Manager
B. Riley Wealth Advisors, Inc.
B. Riley Wealth Advisors, Inc. (CIK: 0001464811) incorporated in Washington, located at 40 S. Main St., Memphis, TN. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q3)
Original 13F HR (0000910472-14-005123) filed in 2014.11.14
#
Name
Shares
Value ($)
%
Options
Notes
451 Bank Of America Corp 15,000 15 0.01%
452 PROVECTUS 14,000 14 0.01%
453 Orlando & Orange Cnty Expwy Au 12,500 13 0.00%
454 RELIV INTL INC COM NEW 10,562 13 0.00%
455 Salt Verde Finl Corp Sr Gas Re 10,000 12 0.00%
456 Ohio St 11,000 12 0.00%
457 Miami-Dade Cnty Fla Aviation R Aviation 10,000 11 0.00%
458 Commercial Metals Co 10,000 11 0.00%
459 Ba Mtg Trust 2006-2 20,000 11 0.00%
460 New York N Y City Mun Wtr Fin 10,000 11 0.00%
461 National Holdings Corp 23,526 11 0.00%
462 Ulster Cnty N Y 10,000 11 0.00%
463 HOUSTON AMERN ENERGY CORP 34,306 10 0.00%
464 New York St Environmental Facs 10,000 10 0.00%
465 Suffolk Cnty N Y 10,000 10 0.00%
466 Butler Cnty Ohio Hosp Facs Rev Hosp Fac 10,000 10 0.00%
467 Bmc Software Inc 10,000 10 0.00%
468 AMERICAN APPAREL INC 12,500 10 0.00%
469 Dell Inc 10,000 10 0.00%
470 Dade Cnty Fla Hsg Fin Auth Mul 10,000 10 0.00%
471 New York N Y City Mun Wtr Fin 10,000 10 0.00%
472 PALATIN TECHNOLOGIES INC COM 10,000 9 0.00%
473 ATLATSA RES CORP 10,651 3 0.00%
474 App Fin II Mauritius Ltd 35,000 0 0.00%
475 WAFERGEN BIO-SYSTEMS INC 52,500 0 0.00%
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New Holding filing (0000910472-14-005227) filed in 2014.11.20, by the way our system suggest this is a Restatement filing.
#
Name
Shares
Value ($)
%
Options
Notes
1 REVOLUTION LIGHTING TECHNOLO COM 356,190 598 0.16%
2 Franklin Income Adv 211,244 520 0.14%
3 PEABODY ENERGY CORP 16,257 201 0.05%
4 TEMPLETON GLOBAL BOND ADV 36,325 480 0.12%
5 * ATMEL CORP COM 19,000 129 0.03%
6 * SANDRIDGE ENERGY INC COM 28,800 124 0.03%
7 3M CO 1,479 210 0.05%
8 ABBVIE INC 11,868 685 0.18%
9 ACCESS MIDSTREAM PARTNERS LP 5,926 377 0.10%
10 AFLAC Inc 4,594 267 0.07%
11 AG MTG INVT TR INC 24,345 433 0.11%
12 AIM Invt Fds Invesco Bal Risk Allo Cl A 13,921 170 0.04%
13 AIM Invt Fds Invesco Bal Risk llo Cl Y 70,639 872 0.23%
14 AKAMAI TECHNOLOGIES INC 2,003 218 0.06%
15 ALLERGAN PLC 1,773 428 0.11%
16 ALLIANCEBERNSTEIN INCOME FUN 78,213 587 0.15%
17 ALPINE TTL DYNAMIC NEW 30,689 261 0.07%
18 ALPS ETF TR 48,771 935 0.24%
19 ALTRIA GROUP INC 57,535 2,643 0.69%
20 AMARIN CORP PLC 18,150 20 0.01%
21 AMAZON COM INC 2,746 885 0.23%
22 AMER RLTY CAP HEALTHCAR TR INC 15,000 157 0.04%
23 AMERICA MOVIL SAB DE CV 9,629 243 0.06%
24 AMERICAN APPAREL INC 12,500 10 0.00%
25 AMERICAN ELECTRIC POWER 6,862 358 0.09%
26 AMERICAN EXPRESS CO 6,883 603 0.16%
27 AMERICAN GROWTH FUND OF AMERICA CLASS A 6,390 292 0.08%
28 AMERICAN RLTY CAP PPTYS INC 48,689 587 0.15%
29 AMG YACKTMAN FUND CLASS I 18,562 461 0.12%
30 AMR Asset Allocation 11,448 197 0.05%
31 AMR Global Small Capitalization HLS 10,724 119 0.03%
32 AMR International HLS 20,425 204 0.05%
33 AMR New World HLS 19,728 204 0.05%
34 ANADARKO PETROLE 2,622 266 0.07%
35 ANNALY CAP MGMT INC 15,089 161 0.04%
36 ANNALY CAP MGMT INC 35,719 381 0.10%
37 API EFF FRNT INCM I 13,904 167 0.04%
38 APPLE COMPUTER INC 8,371 843 0.22%
39 APPLE COMPUTER INC 102,550 10,016 2.61%
40 ARENA PHARMACEUTICALS INC 10,600 44 0.01%
41 ARMOUR RESIDENTIAL REIT INC 244,953 943 0.25%
42 AT&T INC 120,552 4,284 1.11%
43 ATLATSA RES CORP 10,651 3 0.00%
44 Abbott Labs Common 8,220 342 0.09%
45 Aberdeen Asia-Pacific Income 21,567 127 0.03%
46 Aegon Funding Corp 25,000 29 0.01%
47 Alcoa Inc 22,431 361 0.09%
48 Alliance Data Systems 1,236 307 0.08%
49 Allianzgi Conv & Income Fund I 46,435 424 0.11%
50 Allstate Corp 5,953 365 0.09%
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